An Act to establish an Administrative Decisions Tribunal and provide for its functions; and for other purposes.
Chapter 1 Preliminary
1 Name of Act
This Act is the Administrative Decisions Tribunal Act 1997.
2 Commencement
This Act commences on a day or days to be appointed by proclamation.
3 Objects of Act
The objects of this Act are as follows:(a) to establish an independent Administrative Decisions Tribunal:(i) to make decisions at first instance in relation to matters over which it is given jurisdiction by an enactment, and(ii) to review decisions made by administrators where it is given jurisdiction by an enactment to do so, and(iii) to exercise such other functions as are conferred or imposed on it by or under this or any other Act or law,(b) to ensure that the Tribunal is accessible, its proceedings are efficient and effective and its decisions are fair,(c) to enable proceedings before the Tribunal to be determined in an informal and expeditious manner,(d) to provide a preliminary process for the internal review of reviewable decisions before the review of such decisions by the Tribunal,(e) to require administrators making reviewable decisions to notify persons of decisions affecting them and of any review rights they might have and to provide reasons for their decisions on request,(f) to foster an atmosphere in which administrative review is viewed positively as a means of enhancing the delivery of services and programs,(g) to promote and effect compliance by administrators with legislation enacted by Parliament for the benefit of the citizens of New South Wales.
4 Definitions
(1) In this Act:administrator—see section 9.Appeal Panel of the Tribunal means:(a) in relation to an external appeal—an Appeal Panel of the Tribunal constituted in accordance with section 22, or(b) in relation to an internal appeal—an Appeal Panel of the Tribunal constituted in accordance with section 24.application—see section 142.assessor means an assessor of the Tribunal appointed under this Act.decision—see section 6.decision-maker, in relation to an external appeal, means the person or body that made the decision that is the subject of the appeal.Deputy President means a Deputy President of the Tribunal.Division of the Tribunal means a Division of the Tribunal specified in Schedule 1.Division member, in relation to a Division of the Tribunal, means a member who is assigned to that Division.Divisional Head of a Division means the member who is appointed under section 16 as the Divisional Head of that Division, or who is taken to be so appointed by Schedule 5.enactment—see section 5.exercise a function includes perform a duty.external appeal means an appeal referred to in Part 1A of Chapter 7.function includes a power, authority or duty.interested person means a person who is entitled under an enactment to make an application to the Tribunal for an original decision or a review of a reviewable decision (as the case may be).internal appeal means an appeal made under Part 1 of Chapter 7 against a decision of the Tribunal.internal review means an internal review conducted under section 53.judicial member of the Tribunal means the President, a Deputy President or a non-presidential judicial member.judicial officer means:(a) a Magistrate, or(b) a Judge of the District Court, or(c) a Judicial Member of the Industrial Relations Commission, or(d) a Judge of the Land and Environment Court, or(e) a Judge of the Supreme Court.lodge a document includes file a document.member of the Tribunal means the President, a Deputy President, a non-presidential judicial member or a non-judicial member.non-judicial member of the Tribunal means a member other than the President, a Deputy President or a non-presidential judicial member.original decision—see section 7.parties to proceedings—see section 67.practising legal practitioner means an Australian legal practitioner.President means the President of the Tribunal.presidential judicial member of the Tribunal means the President or a Deputy President.Registrar means the Registrar of the Tribunal.relevant Divisional Head, in relation to any proceedings before the Tribunal, means the Divisional Head of the Division of the Tribunal to which the function of determining the proceedings is allocated.reviewable decision—see section 8.Rule Committee means the Rule Committee of the Tribunal established by section 92.rules of the Tribunal or rules means rules made by the Rule Committee.Tribunal means the Administrative Decisions Tribunal of New South Wales established by this Act.(2) A reference in this Act to the exercise by the Tribunal of its functions in relation to an enactment includes a reference both to its functions under the enactment and its functions under this Act in relation to the enactment.(3) A reference (however described) in this Act to a decision made under an enactment is taken, in relation to a reviewable decision or a decision that is subject to an external appeal, to include a reference to any decision made in the exercise of functions identified by the enactment.s 4: Am 1997 No 141, Sch 1.1 [1]; 1998 No 156, Sch 1 [1] [2]; 2002 No 119, Sch 3 [1]–[3]; 2005 No 46, Sch 11.1 [1].
5 What is an enactment?
An enactment is:(a) in relation to a reviewable decision—an Act (other than this Act) or a statutory rule (other than a statutory rule made under this Act), or(b) in any other case—an Act (other than this Act).Note—The Interpretation Act 1987 defines statutory rule to mean:(a) a regulation, by-law, rule or ordinance:(i) that is made by the Governor, or(ii) that is made by a person or body other than the Governor, but is required by law to be approved or confirmed by the Governor, or(b) a rule of court.
6 What is a decision?
(1) General meaning A decision includes any of the following:(a) making, suspending, revoking or refusing to make an order or determination,(b) giving, suspending, revoking or refusing to give a certificate, direction, approval, consent or permission,(c) issuing, suspending, revoking or refusing to issue a licence, authority or other instrument,(d) imposing a condition or restriction,(e) making a declaration, demand or requirement,(f) retaining, or refusing to deliver up, an article,(g) doing or refusing to do any other act or thing.(2) Decision made under an enactment For the purposes of this Act, a decision is made under an enactment if it is made in the exercise (or purported exercise) of a function conferred or imposed by or under the enactment.(3) Decisions made without power For the purposes of this Act (and without limiting subsection (2)), a decision that purports to be made under an enactment is taken to be a decision made under the enactment even if the decision was beyond the power of the decision-maker to make it.(4) Failure to make decision on basis that beyond power For the purposes of this Act (and without limiting subsection (2)), a refusal of a decision-maker to make a decision under an enactment because the decision-maker considers that the decision concerned cannot lawfully be made under the enactment is taken to be a decision made under the enactment to refuse to make the decision requested.(5) Failure to make a timely decision taken to be failure to make a decision For the purposes of this Act, a failure by a decision-maker to make a decision within the period specified by the enactment concerned for making the decision is taken to be a decision by the decision-maker at the end of the period to refuse to make the decision.
7 What is an original decision?
An original decision is a decision of the Tribunal made in relation to a matter over which it has jurisdiction under an enactment to act as the primary decision-maker.Note—Section 37 provides for the circumstances in which the Tribunal has jurisdiction under an enactment to make an original decision.
8 What is a reviewable decision?
(1) A reviewable decision is a decision of an administrator that the Tribunal has jurisdiction under an enactment to review.(2) For the avoidance of doubt (and without limiting subsection (1) or section 6):(a) the conduct of an administrator (or a refusal by an administrator to engage in conduct) is a reviewable decision if the Tribunal has jurisdiction under an enactment to review the conduct or refusal, and(b) in its application to any such conduct or refusal by an administrator, any reference in this Act (however expressed) to an administrator making a reviewable decision includes a reference to an administrator engaging or refusing to engage in the conduct.Note—Section 38 provides for the circumstances in which the Tribunal has jurisdiction to review a decision of an administrator.The jurisdiction conferred on the Tribunal by section 55 of the Privacy and Personal Information Protection Act 1998 is an example of jurisdiction to review conduct.s 8: Am 2008 No 77, Sch 1 [1].
9 Who is an administrator?
(1) An administrator, in relation to a reviewable decision, is the person or body that makes (or is taken to have made) the decision under the enactment concerned.Note—There are a number of circumstances in which a person or body is taken to have made a decision. See, for example, sections 6 (2)–(5) and 38 (4) and (5) and subsection (2).(2) The person or body specified by an enactment as a person or body whose decisions are reviewable decisions is taken to be the only administrator in relation to the making of a reviewable decision even if some other person or body also had a role in the making of the decision.
10 Notes
Notes included in this Act are explanatory notes and do not form part of this Act.s 10: Am 2008 No 77, Sch 1 [2].
Chapter 2 Establishment of Tribunal
Part 1 Establishment
11 Establishment of Tribunal
(1) The Administrative Decisions Tribunal of New South Wales is established by this Act.(2) The Tribunal has such functions as are conferred or imposed on it by or under this or any other Act or law.
Part 2 Membership
12 Membership of Tribunal
(1) The Tribunal consists of the following members:(a) a President,(b) Deputy Presidents,(c) non-presidential judicial members,(d) non-judicial members.(2) The President and the Deputy Presidents of the Tribunal are referred to in this Act as presidential judicial members.
13 Appointment of members of Tribunal
(1) Any presidential judicial member is to be appointed by the Governor by commission under the public seal of the State.(2) Any non-presidential judicial member or a non-judicial member is to be appointed by the Minister.(3) The instrument of appointment is to specify whether a member has been appointed as:(a) the President, or(b) a Deputy President, or(c) a non-presidential judicial member, or(d) a non-judicial member.(4) A member may be appointed on a full-time basis or a part-time basis. However, the President is taken to be appointed on a full-time basis.
14 Judicial officers acting as members of Tribunal
(1) Classes of judicial officers who may act as members may be prescribed Any judicial officer who belongs to a class of judicial officer prescribed by the regulations for the purposes of this section is taken to have been duly appointed to act as a member of the Tribunal in relation to such matters within the jurisdiction of the Tribunal as are prescribed by the regulations.(2) President may appoint judicial officer to act as member The President may appoint any judicial officer to act as a member of the Tribunal in relation to particular proceedings before the Tribunal if:(a) the President is satisfied that the co-option of the judicial officer to act as a member is necessary to enable the Tribunal to exercise its functions effectively in the proceedings, and(b) the relevant chief judicial officer agrees to the judicial officer’s appointment.(3) Effect of appointment Any person who is appointed to act as a member by or under this section:(a) holds office as a Deputy President or a non-presidential judicial member as specified in the regulations (in the case of an appointment under subsection (1)) or the instrument of appointment (in the case of an appointment under subsection (2)), and(b) has and may exercise all the functions of a member while acting as a member, and(c) may continue to exercise his or her functions as a holder of a judicial office.(4) Former acting member may complete determination of proceeding A judicial officer who has acted as a member may attend the sittings of the Tribunal for the purpose of giving reasons for a decision in, or otherwise completing, any proceedings that have been heard by the Tribunal (or were otherwise the subject of deliberations by the Tribunal) while the officer acted as a member, even if the person has ceased to act as a member.(5) Definition In this section:judicial officer includes a retired judicial officer.relevant chief judicial officer means:(a) in relation to the appointment of a Magistrate to act as a member—the Chief Magistrate of the Local Court, or(b) in relation to the appointment of a Judge of the District Court to act as a member—the Chief Judge of the Court, or(c) in relation to the appointment of a Judicial Member of the Industrial Relations Commission to act as a member—the President of the Commission, or(d) in relation to the appointment of a Judge of the Land and Environment Court to act as a member—the Chief Judge of the Court, or(e) in relation to the appointment of a Judge of the Supreme Court to act as a member—the Chief Justice of the Court.s 14: Am 2008 No 107, Sch 1.
14A Certain members of state tribunals acting as members of Tribunal
(1) A state tribunal member is taken to have been duly appointed to act as a member of the Tribunal in relation to such matters within the jurisdiction of the Tribunal as are prescribed by the regulations for that class of state tribunal member.(2) Any person who is appointed to act as a member by or under this section:(a) holds office as a member of a class (whether judicial or non-judicial) specified in the regulations, and(b) has and may exercise all the functions of a member while acting as a member, and(c) may continue to exercise his or her functions as a holder of office as a member of another state tribunal.(3) A state tribunal member who has acted as a member of the Tribunal may attend the sittings of the Tribunal for the purpose of giving reasons for a decision in, or otherwise completing, any proceedings that have been heard by the Tribunal (or were otherwise the subject of deliberations by the Tribunal) while the officer acted as a member, even if the person has ceased to act as a member.(4) In this section:state tribunal member means a member of any tribunal (other than the Tribunal) established by an Act of the Parliament of New South Wales.s 14A: Ins 1998 No 48, Sch 1 [1]. Am 2002 No 53, Sch 2.1 [1].
15 Appointment of acting members for a period
(1) The Governor may appoint, by commission under the public seal of the State, as an Acting Deputy President a person qualified for appointment as a Deputy President if satisfied that the appointment is necessary to enable the Tribunal to exercise its functions effectively during the period of the appointment.(2) The Minister may appoint as an acting non-presidential judicial member or an acting non-judicial member a person qualified for appointment as a non-presidential judicial member or non-judicial member if satisfied that the appointment is necessary to enable the Tribunal to exercise its functions effectively during the period of the appointment.(3) The person’s appointment is for the period (not exceeding 12 months) specified in the instrument of appointment.(4) An Acting Deputy President, acting non-presidential judicial member or acting non-judicial member has the functions of, and is taken to be, a Deputy President, non-presidential judicial member or non-judicial member (as the case requires) subject to any conditions or limitations specified in the instrument of appointment.
16 Divisional Heads
(1) The President or a Deputy President may be appointed by the Governor as the Divisional Head of one or more Divisions of the Tribunal:(a) in the instrument of appointment of the President or Deputy President, or(b) by subsequent instrument.(2) A Divisional Head ceases to hold office as a Divisional Head if he or she:(a) is removed from office as a Divisional Head by the Governor, or(b) resigns the office by instrument in writing addressed to the Minister, or(c) ceases to hold office as the President or a Deputy President.(3) However, a person does not cease to hold office as the President or a Deputy President simply because the person has been removed, or has resigned, from office as a Divisional Head under subsection (2).(4) The appointment of the President or a Deputy President as a Divisional Head is to be made in accordance with any applicable provisions of Schedule 2.s 16: Am 1998 No 156, Sch 1 [3]–[6].
17 Qualifications for membership
(1) The President A person is eligible to be appointed as the President only if the person is a Judge of the District Court.(2) Deputy Presidents and non-presidential judicial members A person is eligible to be appointed as a Deputy President or as a non-presidential judicial member only if the person is:(a) a person who holds or has held a judicial office of this State or of the Commonwealth, another State or a Territory, or(b) an Australian lawyer (within the meaning of the Legal Profession Act 2004) of at least 7 years standing.(3) Non-judicial members A person is eligible to be appointed as a non-judicial member only if the person has, in the opinion of the Minister, special knowledge or skill in relation to any class of matters in respect of which the Tribunal has jurisdiction.(4) (Repealed)s 17: Am 1998 No 48, Sch 1 [2] [3]; 2002 No 7, Sch 7; 2005 No 46, Sch 11.1 [2] [3].
18 Other provisions relating to members of Tribunal
Schedule 3 has effect with respect to the members of the Tribunal.
Part 3 Organisation
19 Tribunal to exercise functions in Divisions
(1) The Tribunal is to exercise its functions in the Divisions of the Tribunal specified in Schedule 1, except when the Tribunal is constituted by an Appeal Panel.Note—The Divisions of the Tribunal are presently as follows:Community Services DivisionEqual Opportunity DivisionGeneral DivisionLegal Services DivisionRetail Leases DivisionRevenue Division(2) The regulations may amend Schedule 1:(a) by inserting the name of a Division of the Tribunal, or(b) by omitting, substituting or altering the name of any Division previously inserted by regulation.s 19, note: Subst 2002 No 53, Sch 2.1 [2].
20 Composition of Division and allocation of functions to Division
(1) Each Division of the Tribunal is to be composed of the members assigned to the Division by Schedule 2.(2) Each Division of the Tribunal is to exercise the functions of the Tribunal allocated to that Division by Schedule 2. Those functions do not include the functions of an Appeal Panel of the Tribunal.
21 Assignment of members to Divisions
(1) The President is assigned to each Division.(2) A Divisional Head is assigned to the Division in respect of which he or she is appointed as the Divisional Head.(3) Subject to this Act, the President:(a) is to assign each member (other than the President or a Divisional Head) to one or more Divisions, andand may vary any such assignment at any time.(b) may assign a member who is a Divisional Head to one or more Divisions in respect of which the member is not the Divisional Head,(4) An assignment of a member to a Division:(a) is to be made in accordance with any applicable provisions of Schedule 2 or of this or any other Act, and(b) is subject to any limitations specified in the member’s instrument of appointment.Note—Schedule 2, in some cases, provides for the assignment of members to particular Divisions by their instruments of appointment or a subsequent instrument. Schedule 5 appoints certain members of abolished bodies to the Tribunal and assigns them to Divisions of the Tribunal.s 21: Am 1998 No 156, Sch 1 [7].
22 Constitution of the Tribunal for particular proceedings (including Appeal Panel for external appeals)
(1) In exercising any of its functions (other than the functions of an Appeal Panel), the Tribunal is to be constituted by one or more Division members of the Division to which the function concerned is allocated.(1A) In exercising its functions in relation to an external appeal (other than an external appeal referred to in subsection (1B)), the Tribunal is to be constituted by an Appeal Panel consisting of at least 3 members assigned by the President to the Panel for the purpose of the proceedings.(1B) In exercising its functions in relation to an external appeal made under section 67A of the Guardianship Act 1987 or section 50 of the NSW Trustee and Guardian Act 2009, the Tribunal is to be constituted by an Appeal Panel consisting of:(a) 1 presidential judicial member, and(b) 1 other judicial member, and(c) 1 non-judicial member, appointed on the recommendation of the Minister administering the Guardianship Act 1987, who has experience in dealing with persons who have a disability (as referred to in section 3 (2) of that Act).(2) The President, or relevant Divisional Head (subject to any direction of the President), may give directions as to the members who are to constitute the Tribunal for the purposes of any particular proceedings (including proceedings in relation to an external appeal).(3) In giving a direction as to the members who are to constitute the Tribunal for the purposes of any particular proceedings, the President or relevant Divisional Head is to have regard to the following matters:(a) the degree of public importance or complexity of the subject-matter of the proceedings,(b) if the proceedings concern the review of a reviewable decision—the nature and status of the office of the administrator who made the reviewable decision,(b1) if the proceedings concern the hearing of an external appeal—the nature and status of the decision-maker who made the decision concerned,(c) the need for any of the members to have special knowledge or experience in the subject-matter of the proceedings,(d) such other matters as the President or the Divisional Head considers relevant.(3A) There may be more than one sitting of an Appeal Panel constituted under this section at the same time.(4) Except in relation to an external appeal referred to in subsection (1B), the provisions of this section are subject to any contrary provision in this or any other Act. In particular, the Tribunal is to be constituted subject to the provisions for the constitution of the Tribunal specified in Schedule 2 in relation to the classes of matters specified in that Schedule.(5) This section does not apply to the exercise of the functions of an Appeal Panel of the Tribunal in relation to an internal appeal.s 22: Am 2002 No 119, Sch 3 [4]–[10]; 2009 No 49, Sch 2.1 [1].
23 Amendment of Schedule 2 (Composition and functions of Divisions)
(1) The regulations may amend Schedule 2 to make provision for:(a) the composition of a Division with respect to the members to be assigned to it, or(b) the allocation of any function of the Tribunal to a Division, or(c) the constitution of the Tribunal to exercise any of its functions.(2) However, any such regulation cannot be made in relation to any matter specified in Schedule 2 that was inserted by an Act (or was included in this Act when it was enacted) unless the matter relates to a function (or the exercise of a function) to which clause 2 (2) of Part 4 of Schedule 2 relates.Note—Clause 2 (2) of Part 4 of Schedule 2 provides that any function of the Tribunal that is not specifically allocated to a Division by that Schedule is allocated to the General Division of the Tribunal.
24 Appeal Panel of the Tribunal (internal appeals)
(1) In exercising its functions in relation to an internal appeal, the Tribunal is to be constituted by an Appeal Panel consisting of at least 3 members assigned by the President to the Panel for the purpose of the proceedings.(2) An Appeal Panel constituted under this section must include:(a) 1 presidential judicial member (whether or not the member is a Division member of the Division in which the decision under appeal was made), and(b) 1 other judicial member who need not be a Division member of the Division in which the decision under appeal was made unless the presidential judicial member is not such a Division member, and(c) 1 non-judicial member who is such a Division member.(3) There may be more than one sitting of an Appeal Panel constituted under this section at the same time.(4) This section is subject to any contrary provision in this or any other Act.s 24: Am 2000 No 33, Sch 1 [1]; 2002 No 119, Sch 3 [11] [12].
24A Constitution of Tribunal for exercise of interlocutory and ancillary functions
(1) In this section:ancillary function means any of the following:(a) the making of an order or other decision by the Tribunal (including an Appeal Panel of the Tribunal) in relation to the awarding of costs in proceedings in the Tribunal,(b) the function of determining whether the Tribunal (including an Appeal Panel of the Tribunal) has jurisdiction to deal with a matter.interlocutory function means the making of any order or other decision by the Tribunal (including an Appeal Panel of the Tribunal) in proceedings in respect of any of the following:(a) stays or adjournments,(b) prohibition or restriction of the disclosure, broadcast or publication of matters by order under section 75,(c) summonses,(d) extensions of time for any matter (including for the lodgment of applications or appeals),(e) evidential matters,(f) disqualification of members,(g) joinder of parties to proceedings,(h) summary dismissal of proceedings,(i) any other interlocutory issue before the Tribunal.(2) In exercising any of its interlocutory or ancillary functions, the Tribunal may be constituted by:(a) in the case of a function of the Tribunal in relation to an internal appeal or external appeal—one presidential judicial member, or(b) in the case of a function of the Tribunal otherwise than in relation to an internal appeal or external appeal—one judicial member of the Division to which the function concerned is allocated.(2A) The President, or relevant Divisional Head (subject to any direction of the President), may give directions as to the members who are to constitute the Tribunal for the purposes of exercising any of its interlocutory or ancillary functions.(3) Nothing in this section prevents a differently constituted Tribunal from exercising an interlocutory or ancillary function or any other function of the Tribunal if the Tribunal is duly constituted to exercise that function apart from this section.(4) This section has effect despite any other requirement of this Act or any other enactment relating to the constitution of the Tribunal for the exercise of its functions.s 24A: Ins 2004 No 81, Sch 1 [1]. Am 2008 No 77, Sch 1 [3]–[5]; 2010 No 63, Sch 1.1 [1]–[3].
25 Functions of President
(1) The President is (subject to this Act and the rules of the Tribunal) to direct the business of the Tribunal.(2) The President is to facilitate the adoption of good administrative practices in the conduct of the business of the Tribunal.(3) The President may determine the places and times for sittings of the Tribunal.s 25: Am 1998 No 156, Sch 1 [8].
26 Annual report
(1) As soon as practicable after 30 June (but on or before 31 December) of each year, the President must provide the Minister with a report on the operations of the Tribunal for the period ending on 30 June in that year.(2) The Minister is to lay the report, or cause it to be laid, before both Houses of Parliament as soon as practicable after receiving the report.(3) If a House of Parliament is not sitting when the Minister seeks to lay the report before it, the Minister is to cause a copy of the report to be presented to the Clerk of that House of Parliament.(4) The report:(a) is, on presentation and for all purposes, taken to have been laid before the House, and(b) may be printed by authority of the Clerk of the House, and(c) if so printed, is taken to be a document published by or under the authority of the House, and(d) is to be recorded:(i) in the case of the Legislative Council—in the Minutes of the Proceedings of the Legislative Council, andon the first sitting day of the House after receipt of the copy of the report by the Clerk.(ii) in the case of the Legislative Assembly—in the Votes and Proceedings of the Legislative Assembly,s 26: Am 2008 No 77, Sch 1 [6].
Part 4 Registrar and staff
27 Appointment of Registrar and staff
A Registrar, Deputy Registrars and such other staff as may be necessary for the purposes of this Act are to be employed under Chapter 1A of the Public Sector Employment and Management Act 2002.s 27: Am 2008 No 77, Sch 1 [7].
28 Functions of Registrars and Deputy Registrars
(1) The Registrar has the following functions:(a) to assist the President in exercising the President’s functions under section 25, and(b) such other functions as may be conferred or imposed on the Registrar by or under this or any other Act or law.(2) A Deputy Registrar may exercise the functions of the Registrar:(a) as directed by the Registrar, and(b) during the absence of, or a vacancy in the office of, the Registrar.(3) Anything done or omitted to be done by a Deputy Registrar in exercising a function of the Registrar has effect as if it had been done or omitted to be done by the Registrar.(4) The regulations may make provision for or with respect to the functions of the Registrar.s 28: Am 1998 No 156, Sch 1 [9].
Part 5 Assessors
Division 1 Appointment
29 Appointment of assessors
(1) The Minister may appoint persons to be assessors of the Tribunal who, in the opinion of the Minister, have special knowledge of, or experience in, any area within the jurisdiction of the Tribunal.(2) An assessor may be appointed on a full-time or part-time basis.(3) Schedule 4 has effect with respect to assessors.
30 Acting assessors
(1) The President may appoint any person whose name is on the list compiled under section 31 to act as an assessor:(a) for a period not exceeding 12 months, or(b) for the purpose of particular proceedings before the Tribunal.(2) Any person who is appointed to act as an assessor under this section has and may exercise all of the functions of an assessor while acting as an assessor.
31 Lists of persons eligible to be appointed to act as assessors
(1) The Minister may compile a list or lists of persons considered by the Minister to be suitable to be appointed to act as assessors under section 30.(2) Different lists may be compiled for different types of matters or to take account of any other factors.(3) A person may be included in a list under this section only if the person consents to being included in the list.(4) In compiling any list, the Minister may consult with the President.(5) The Minister may amend or revoke any list compiled under this section for any reason that the Minister considers appropriate.(6) The Minister is to review at least annually any list compiled under this section.(7) The Minister may delegate any of the Minister’s functions under this section (other than this power of delegation) to the head of the Department administering this Act.
32 Functions of assessors generally
An assessor has:(a) the functions conferred or imposed by or under Division 2, and(b) such other functions as are conferred or imposed on the assessor by or under this or any other Act or law.Note—Functions conferred or imposed on assessors (other than by or under Division 2) include the function of conducting a preliminary conference under section 74.
Division 2 Primary functions
33 Inquiries by assessors
(1) If proceedings are pending in the Tribunal, the Tribunal or the President may, with the consent of the parties, direct that an inquiry into any issue raised in, or other matter connected with, the proceedings be made by a single assessor.(2) The assessor making such an inquiry is to make a report to the Tribunal.(3) If a report is made to the Tribunal under this section, the Registrar is to furnish a copy of the report to each of the parties as soon as is practicable.(4) The Tribunal may, with the consent of the parties, adopt any findings or observations set out in a report under this section.(5) An assessor, in making an inquiry under this section, has and may exercise the functions of the Tribunal under section 83 (Powers in relation to witnesses).(6) An assessor who has made an inquiry under this section in relation to any proceedings is disqualified from further participation in those proceedings unless the parties otherwise agree.
34 Delegation to assessors
(1) If proceedings are pending in a Division of the Tribunal, the relevant Divisional Head may direct that the proceedings (or part of the proceedings) be determined by one or more assessors if:(a) the parties consent to the making of the direction, or(b) the proceedings belong to a class of proceedings prescribed by the regulations for the purposes of this section.(2) Subject to this Act and the rules of the Tribunal, the assessor or assessors determining the proceedings under this section have and may exercise the functions of the Tribunal (other than its functions under this section).(3) The decision of the assessor or assessors is taken to be the decision of the Tribunal.(4) If proceedings are directed to be determined by two or more assessors:(a) one of those assessors directed to do so by the relevant Divisional Head is to preside at the proceedings, and(b) if the assessors are divided in opinion as to the decision to be made on any question:(i) if there is a majority of the one opinion—the question is to be decided according to the opinion of the majority, or(ii) in any other case—the question is to be decided according to the opinion of the assessor presiding.(5) The assessor or assessors may, of the assessor’s or the assessors’ own motion or on the request of a party, refer a question of law (including the question whether a particular question is one of law) arising in the proceedings to the relevant Divisional Head for determination by a judicial member.(6) If a question is referred to the relevant Divisional Head under subsection (5):(a) a judicial member is to determine the question and then remit the determination to the assessor or assessors, and(b) the assessor or assessors may continue to determine the proceedings unless the Divisional Head otherwise directs, but only if:(i) no order or decision to which the question is relevant is made until a judicial member has determined the question, and(ii) no order or determination is made that is inconsistent with the determination of the question by a judicial member.(7) A decision of a judicial member that a question referred under subsection (5) need not be determined because it is not relevant to the particular proceedings is taken to be the member’s determination of the question for the purposes of subsection (6).
35 Assessors sitting with the Tribunal
(1) If proceedings are pending in the Tribunal, the Tribunal may, in determining the proceedings or any part of the proceedings, be assisted by one or more assessors.(2) An assessor assisting the Tribunal may under this section assist and advise the Tribunal, but is not to adjudicate on any matter before the Tribunal.(3) The Tribunal may commence or continue to determine the proceedings or any part of the proceedings:(a) without the assistance of an assessor who is not available or has ceased to be available to assist in the determination of the proceedings or part of the proceedings, and(b) without the assistance of assessors generally if, in the opinion of the Tribunal, the proceedings or part of the proceedings concern or concerns a question of law only.
Chapter 3 Jurisdiction of Tribunal
36 What are the principal kinds of decisions that the Tribunal may make?
(1) The Tribunal may:(a) make original decisions, and(b) review reviewable decisions.(2) This section does not limit any other function of the Tribunal.Note—An original decision is a decision of the Tribunal made in relation to a matter over which it has jurisdiction under an enactment to act as the primary decision-maker. An example of the original jurisdiction of the Tribunal is that which it exercises under Division 3 of Part 9 of the Anti-Discrimination Act 1977. Other examples are mentioned in Schedule 2.A reviewable decision is a decision of an administrator that the Tribunal has jurisdiction under an enactment to review. Examples of the review jurisdiction of the Tribunal are mentioned in Schedule 2.s 36: Am 2004 No 79, Sch 3.2 [1].
37 Conferral of jurisdiction to make original decisions
The Tribunal has jurisdiction under an enactment to act as the primary decision-maker if the enactment provides that applications may be made to it for decisions made in the exercise of functions conferred or imposed on the Tribunal by or under that enactment.
38 Conferral of jurisdiction to review reviewable decisions
(1) Conferral of review jurisdiction The Tribunal has jurisdiction under an enactment to review a decision (or a class of decisions) if the enactment provides that applications may be made to it for a review of any such decision (or class of decisions) made by an administrator:(a) in the exercise of functions conferred or imposed by or under the enactment, or(b) in the exercise of any other functions of the administrator identified by the enactment.Note—Section 5 defines enactment to mean:(a) in relation to a reviewable decision—an Act (other than this Act) or a statutory rule (other than a statutory rule made under this Act), or(b) in any other case—an Act (other than this Act).(2) When statutory rules may confer jurisdiction to review decision Nothing in subsection (1) enables jurisdiction to review a decision to be conferred on the Tribunal by a statutory rule unless the conferral of jurisdiction by such means is expressly authorised by an Act (other than this Act).(3) Preconditions for applications laid down by enactment If an enactment makes provision for applications to be made to the Tribunal in respect of a reviewable decision subject to certain conditions, the Tribunal has jurisdiction under the enactment only if those conditions are satisfied.(4) Applications can be made in relation to delegates and others A provision of an enactment that provides that an administrator’s decision is a reviewable decision extends to:(a) a decision made by a person to whom the function of making the reviewable decision has been delegated, or(b) if the provision specifies the administrator by reference to the holding of a particular office or appointment—a decision by any person for the time being acting in, or performing any of the duties of, the office or appointment, or(c) a decision made by any other person authorised to exercise the function of making the reviewable decision.(5) Applications in relation to decisions of former office holders If an administrator makes a reviewable decision by reason of holding or performing the duties of an office or appointment and then ceases to hold or perform the duties of the office or appointment, this Act has effect as if the decision had been made by:(a) the person for the time being holding or performing the duties of that office or appointment, or(b) if there is no person for the time being holding or performing the duties of that office or appointment or the office no longer exists—such person as the President (or another person authorised by the President) specifies.
39 Inter-relationship between Tribunal and Ombudsman
(1) The President and the Ombudsman may enter into arrangements regarding any of the following:(a) matters that the Tribunal will refer to the Ombudsman where it considers that the matter can be the subject of a complaint, inquiry, investigation or other action under the Ombudsman Act 1974 and that it would be more appropriate for the Ombudsman to deal with the matter,(b) matters that the Ombudsman will refer to the Tribunal where the Ombudsman considers that the matter can be the subject of an application for a review to the Tribunal and that it would be more appropriate for the Tribunal to deal with it,(c) matters that are the subject of an application to the Tribunal and that are also the subject of a complaint, inquiry, investigation or other action under the Ombudsman Act 1974,(d) the co-operative exercise of the respective functions of the Tribunal and Ombudsman.(2) The President and the Ombudsman are jointly to cause notice of any arrangements entered into under this section to be published in the Gazette as soon as is practicable after they are entered into. However, a failure to publish any such arrangements does not affect their validity.(3) The Tribunal and the Ombudsman are empowered to exercise their functions in conformity with any relevant arrangements entered into under this section.(4) An application may be made to the Tribunal for a review of a reviewable decision whether or not a complaint has been made to the Ombudsman in relation to the decision.(5) Without limiting subsection (3):(a) the Ombudsman may (despite anything in the Ombudsman Act 1974) decline, discontinue or defer a complaint made under that Act to give effect to an arrangement entered into under this section, and(b) the Ombudsman may (despite any provision of the Ombudsman Act 1974 but in conformity with this Act) disclose any information to the Tribunal duly obtained by the Ombudsman in relation to any matter referred to the Tribunal to give effect to an arrangement entered into under this section, and(c) the Tribunal may dismiss, adjourn or stay proceedings for an application for the review of a reviewable decision to give effect to an arrangement entered into under this section, and(d) the Ombudsman may entertain any complaint under the Ombudsman Act 1974, or the Tribunal may entertain any application for a review of a reviewable decision, duly made by a person on the basis of a referral under arrangements entered into under this section.
40 When enactment taken to make contrary provision to this Act
(1) The provisions of this Act have effect subject to any contrary provision being made in a relevant enactment (whether expressly or impliedly).(2) However, a provision of a relevant enactment is not to be interpreted as amending or repealing, or otherwise altering or affecting the effect or operation of, any of the provisions of this Chapter unless the provision of the relevant enactment provides expressly for it to have effect despite a specified provision, or despite any provision, of this Chapter.(3) This section applies to a provision of a relevant enactment whether enacted before or after the commencement of this section.(4) In this section:relevant enactment means an enactment under which the Tribunal has jurisdiction:(a) to make an original decision, oror that otherwise deals with the jurisdiction of the Tribunal.(b) to review a reviewable decision,
Chapter 4 Process for original decision-making
Part 1 Overview of the original decision-making process
41 Summary of the original decision-making process
(1) The following is a summary of the process involved in the making and review of original decisions:Making of applicationAn interested person makes an application to the Tribunal for an original decision.Making of decisionThe Tribunal makes an original decision.Seeking written reasonsA party to the proceedings may seek a statement of reasons for the decision under section 89 where the Tribunal does not give written reasons for its decision.Appeal to Appeal Panel of TribunalA party to the proceedings may appeal under Part 1 of Chapter 7 to an Appeal Panel of the Tribunal from the original decision if a relevant enactment provides for an appeal.Appeal to Supreme CourtA party to proceedings before the Appeal Panel may appeal against the Panel’s decision to the Supreme Court under Part 2 of Chapter 7 on a question of law.Part 3 of Chapter 7 preserves the inherent jurisdiction of the Supreme Court to conduct a judicial review of any decision of the Tribunal.(2) This section does not affect the provisions of this or any other Chapter that it summarises.s 41: Am 2008 No 77, Sch 1 [8].
Part 2 Applications for original decisions
42 When can an application for an original decision be made?
A person may apply to the Tribunal for an original decision if:(a) the application is made by an interested person, and(b) the application is made in the manner and within the time prescribed by the rules of the Tribunal (or prescribed by or under the enactment under which the application is made).Note—Section 4 defines interested person to mean a person who is entitled under an enactment to make an application to the Tribunal for an original decision or a review of a reviewable decision (as the case may be).s 42: Am 1997 No 141, Sch 1.1 [2].
43 Fees for applications
(1) An application to the Tribunal cannot be made unless the fee prescribed by the regulations (if any) in respect of the application is paid.(2) An application in respect of which a fee is waived under the regulations (whether at the time of lodgment or otherwise) is taken to be made at the time the application is lodged with the Tribunal.(3) This section does not apply to an application made under the Anti-Discrimination Act 1977 for an original decision.
44 Late applications to Tribunal
(1) Despite section 42 (b), the Tribunal may, on application by an interested person seeking to make a late application, extend the time for the making by that person of an application if the Tribunal is of the opinion that the person has provided a reasonable explanation for the delay in making the application.(1A) An application by an interested person under subsection (1) must be in writing unless the Tribunal dispenses with the requirement.(2) The time for making an application for an original decision may be extended under subsection (1) although that time has expired.(3) In this section, late application means an application not made within the time prescribed by the rules of the Tribunal (or prescribed by or under the enactment under which the application is made).s 44: Am 2008 No 77, Sch 1 [9] [10].
45 Tribunal has the functions conferred or imposed by or under enactment
In determining an application for an original decision, the Tribunal has such functions as are conferred or imposed on the Tribunal by or under the enactment under which the application is brought.
46 Effect of an original decision
An original decision takes effect on the date on which it is given or such later date as may be specified in the decision.
Chapter 5 Process for review of reviewable decisions
Part 1 Overview of the review process
47 Summary of the review process for reviewable decision
(1) The following is a summary of the process involved in the review of a reviewable decision:Making of decisionAn administrator makes a reviewable decision and (where appropriate) gives notice to an interested person of the decision and of review rights in accordance with Division 1 of Part 2.Seeking reasons and/or internal reviewAn interested person may seek either or both of the following:(a) reasons for the decision under Division 2 of Part 2,(b) an internal review of the decision under Division 3 of Part 2.External review by TribunalAn interested person may (generally after an internal review) make an application to the Tribunal under Part 3 for a review of the decision.Arrangements with OmbudsmanA reviewable decision may also be the subject of an inquiry by the Ombudsman under the Ombudsman Act 1974. Section 39 provides that the Ombudsman and the Tribunal may make arrangements for the transfer of matters between them.Appeal to Appeal Panel of TribunalIf the Tribunal has reviewed a reviewable decision, a party to the proceedings may appeal to an Appeal Panel of the Tribunal under Part 1 of Chapter 7.Appeal to Supreme CourtA party to proceedings before an Appeal Panel may appeal against the Panel’s decision to the Supreme Court under Part 2 of Chapter 7 on a question of law.Part 3 of Chapter 7 preserves the inherent jurisdiction of the Supreme Court to conduct a judicial review of any decision of the Tribunal.(2) This section does not affect the provisions of this or any other Chapter that it summarises.s 47: Am 2008 No 77, Sch 1 [11].
Part 2 Role of administrators
Division 1 Information concerning decision and review rights
48 Notice of decision and review rights to be given by administrators
(1) An administrator who makes a reviewable decision must take such steps as are reasonable in the circumstances to give any interested person notice, in writing, of the following:(a) the decision, and(b) the right of the person to have the decision reviewed.(2) However, an administrator does not have to give a notice under subsection (1) in relation to:(a) a decision that is taken by this or any other Act to be made because the administrator has failed to make a decision within the time limit for making the decision, or(b) any of the following decisions, but only if the decision concerned does not adversely affect the interests of any interested person:(i) a decision not to impose a liability, penalty or any kind of limitation on a person,(ii) a decision making an adjustment to the level of periodic payments to be made to a person as a member of a class of persons where a similar adjustment is being made to the level of such payments to the other members of the class,(iii) if an enactment establishes several categories of entitlement to a monetary or other benefit—a decision that determines a person to be in the most favourable of those categories, or(c) a decision made by an administrator following an internal review, or(d) any other decision or class of decisions prescribed by the regulations for the purposes of this paragraph.(3) A contravention of this section does not affect the validity of any decision.
Division 2 Duty to give reasons on request
49 Duty of administrator to give reasons on request
(1) If an administrator makes a reviewable decision, an interested person may make a written request to the administrator for the reasons for the decision.(2) As soon as practicable (and in any event within 28 days) after receiving such a request, the administrator is to prepare a written statement of reasons for the decision and provide it to the person who requested the reasons.(3) The statement of reasons is to set out the following:(a) the findings on material questions of fact, referring to the evidence or other material on which those findings were based,(b) the administrator’s understanding of the applicable law,(c) the reasoning processes that led the administrator to the conclusions the administrator made.(4) The regulations may:(a) exclude any class of reviewable decisions from the application of this section, or(b) alter the period within which a statement of reasons under this section must be given.
50 Administrator may refuse reasons in certain cases
(1) An administrator may refuse to prepare and provide a statement of reasons requested by a person under this Division if:(a) the administrator is of the opinion that the person is not entitled to be given the statement, or(b) in the case of a decision the terms of which were recorded in writing and set out in a document that was provided to the person—the request was not made within 28 days after the person was provided with the document, or(c) in any other case—the request was not made within a reasonable time after the decision was made.(2) An administrator who refuses under subsection (1) to prepare and provide a statement of reasons must notify the person requesting the statement, in writing, of the administrator’s refusal and the reasons for the refusal as soon as practicable (and in any event within 28 days) after the request.(3) The administrator is not to refuse to prepare and provide a statement of reasons if:(a) in the case of a refusal based on subsection (1) (a)—the Tribunal declares, on an application made under section 51 (1), that the person who made the request was entitled to make the request, or(b) in the case of a refusal based on subsection (1) (c)—the Tribunal declares, on an application made under section 51 (2), that the person who made the request did so within a reasonable time.(4) If an administrator cannot refuse to comply with a request for a statement of reasons because of a decision of the Tribunal referred to in subsection (3), the administrator must prepare the written statement of reasons that was originally requested and provide it to the person who requested it as soon as practicable (and in any event within 28 days) after the Tribunal’s decision.
51 Tribunal may determine whether person entitled to reasons or made request within reasonable time
(1) The Tribunal may, on the application of a person who has been refused a statement of reasons under section 50 (1) (a), make an order declaring that the person was, or was not, entitled to make the request to which the notice relates.(2) The Tribunal may, on the application of a person who has been refused a statement of reasons under section 50 (1) (c) on the basis that the person did not make the request within a reasonable time, make an order declaring that the person did make the request within a reasonable time.
52 Tribunal may order administrator to provide a statement of reasons or an adequate statement of reasons
(1) If an interested person has requested a statement of reasons under section 49 but has not received it within the period specified by or under that section, the Tribunal may (on the application of the person) order the administrator concerned to provide the statement of reasons within such time as may be specified in the order.(2) If an interested person who requested a statement of reasons under section 49 is given an inadequate statement of reasons, the Tribunal may (on the application of the person) order the administrator concerned to provide an adequate statement of reasons within such time as may be specified in the order.(3) For the purposes of this section, a statement of reasons is an adequate statement of reasons only if it sets out the matters referred to in section 49 (3).
Division 3 Internal reviews
53 Internal reviews
(1) Who may apply for an internal review If an administrator makes a reviewable decision, an interested person may apply for an internal review of that decision under this section.(2) Requirements for an application An application for an internal review is:(a) to be in writing, and(b) to be addressed to the administrator concerned, and(c) to specify an address in Australia to which a notice under subsection (6) may be sent, and(d) to be lodged at the office (or an office) of the administrator within 28 days (or such later date as the administrator may allow) after the person:(i) if the person has requested reasons under section 49—was provided with a statement of reasons under section 49 or notified under section 50 of a refusal to provide reasons, or(ii) if the person has not requested reasons under section 49—was notified of the making of the reviewable decision, and(e) to comply with such other requirements as may be prescribed by the regulations in respect of the making of applications for internal reviews.(3) Who is to deal with an application? An application for an internal review of a decision is to be dealt with by an individual (other than the administrator) who is directed to do so by the administrator (the internal reviewer). The internal reviewer directed to deal with an application must be, as far as is practicable, an individual:(a) who was not substantially involved in the process of making the decision under review, and(b) who is an employee of the administrator or is an employee of the same agency or organisation within which the administrator is employed, and(c) who is otherwise suitably qualified to deal with the issues raised by the application.(4) Material to be considered In reviewing a decision, the internal reviewer is to consider any relevant material submitted by the applicant.(5) Review of the application Following the internal review of the decision, the internal reviewer may:(a) affirm the decision, or(b) vary the decision, or(c) set aside the decision and make a decision in substitution for the decision that is set aside.(5A) Reviewer has functions of administrator In exercising a function under subsection (5), an internal reviewer is taken for all purposes to have the right to exercise the same functions under any relevant enactment or other law that the administrator had in making the decision being reviewed.(5B) Reviewer to notify administrator of decision An internal reviewer must notify the administrator of the result of, and the reasons for, his or her decision under subsection (5) as soon as is practicable after making the decision.(6) Notice of result of review and appeal rights Within 21 days after the application for the internal review is lodged (or such other period as the administrator and person agree on), the administrator must notify the applicant in writing of:(a) the outcome of the internal review, and(b) the reasons for the decision in the internal review, and(c) the right of the person to have the decision reviewed by the Tribunal.(7) Statement of reasons For the purposes of subsection (6), an applicant is notified of the reasons for a decision in an internal review only if the applicant is given a statement of reasons setting out the following:(a) the findings on material questions of fact, referring to the evidence or other material on which those findings were based,(b) the understanding of the internal reviewer of the applicable law,(c) the reasoning processes that led the internal reviewer to the conclusions the reviewer made.(8) Status of decisions made on internal review For the purposes of this Act, a reviewable decision that is affirmed, varied or set aside and substituted under subsection (5) is:(a) taken to have been made by the administrator (as affirmed, varied or substituted by the internal reviewer), and(b) taken to have been made on the date on which the applicant is given a notice under subsection (6).(9) When an internal review is finalised An internal review is taken to be finalised if:(a) the applicant is notified of the outcome of the review under subsection (6), or(b) the applicant is not notified of the outcome of the review within 21 days after the application for the review is lodged (or such other period as the administrator and person agree on).Note—Section 55 provides that an interested person may apply for a review of a reviewable decision once an internal review of the decision is taken to be finalised under this subsection.(10) No internal reviews of decisions previously reviewed under this section A person is not entitled to a review under this section of any decision previously reviewed under this section or a decision made under subsection (5).(11) Regulation-making powers The regulations may:(a) prescribe requirements to be observed in relation to the conduct of an internal review under this section, or(b) exclude any class of reviewable decisions from the application of this section, or(c) alter the period within which an internal review must be conducted or a notice given under this section.s 53: Am 1997 No 141, Sch 1.1 [3]; 2000 No 33, Sch 1 [2]–[9]; 2008 No 77, Sch 1 [12].
Division 4 Guidelines
54 Guidelines for notices, reasons and internal reviews
(1) The regulations may prescribe guidelines with respect to any of the following:(a) the giving of notices for the purposes of Division 1,(b) the giving of reasons under Division 2,(c) the conduct of internal reviews under Division 3.(2) A person, in taking action under this Part, must have regard to any such guidelines as are then in force.
Part 3 Role of the Tribunal
Division 1 Applications for review
55 When can an application for a review be made?
(1) A person may apply to the Tribunal for a review of a reviewable decision only if:(a) the application is made by an interested person, and(b) where the person was entitled to seek an internal review of the decision—the person has duly applied for such a review and the review is taken to have been finalised under section 53 (9), and(c) the application is made in the manner prescribed by the rules of the Tribunal, and(d) the application is made within the period or by the time prescribed by or under the enactment under which the application is made or, if no such period or time is prescribed, by the end of the default application period for the decision.Note—1Section 4 defines interested person to mean a person who is entitled under an enactment to make an application to the Tribunal for an original decision or a review of a reviewable decision (as the case may be).2Section 53 (9) provides that an internal review is taken to be finalised if:(a) the applicant for the review is notified of the outcome of the review, or(b) the applicant is not notified of the outcome of the review within 21 days after the application for the review is lodged (or such other period as the administrator and person agree on).3A person may not have an entitlement to seek an internal review because such an entitlement has been excluded by regulations made for the purposes of section 53 (11) or by an enactment.(2) The default application period for a reviewable decision is:(a) in the case where the applicant has duly applied for an internal review of the reviewable decision—the period of 28 days after the day on which the internal review is taken to have been finalised under section 53 (9), or(b) in any other case—the period of 28 days after:(i) if the applicant has requested reasons under section 49 for the reviewable decision—the day on which the applicant was provided with a statement of reasons under section 49 or notified under section 50 of a refusal to provide reasons, or(ii) if the applicant has not requested reasons under section 49—the day on which the applicant was notified of the making of the reviewable decision.(3) The Tribunal may deal with an application for the review of a reviewable decision even though the applicant has not duly applied for an internal review to which the applicant was entitled if the Tribunal is satisfied that:(a) the applicant made a late application for the internal review in circumstances where the person dealing with the application unreasonably refused to consider the application and the application to the Tribunal was made within a reasonable time following the reviewable decision of the administrator concerned, or(b) it is necessary for the Tribunal to deal with the application in order to protect the applicant’s interests and the application to the Tribunal was made within a reasonable time following the reviewable decision of the administrator concerned.(4) In determining whether a late application for internal review was unreasonably refused or whether an application to the Tribunal was made within a reasonable time for the purposes of subsection (3), the Tribunal is to have regard to:(a) the time when the applicant became aware of the making of the decision, and(b) in a case to which subsection (3) (a) applies—the period prescribed by or under section 53 for the lodging of an application for an internal review, and(c) such other matters as it considers relevant.(5) The Tribunal may deal with an application even though the applicant has duly applied for an internal review of the decision to which the application relates, and the review is not finalised, if the Tribunal is satisfied that it is necessary for the Tribunal to deal with the application in order to protect the applicant’s interests.s 55: Am 1997 No 141, Sch 1.1 [4]–[6]. Subst 2008 No 77, Sch 1 [13]. Am 2010 No 135, Sch 1 [1]–[3].
56 Fees for applications
(1) An application to the Tribunal cannot be made unless the fee prescribed by the regulations (if any) in respect of the application is paid.(2) An application in respect of which a fee is waived under the regulations (whether at the time of lodgment or otherwise) is taken to be made at the time the application is lodged with the Tribunal.(3) This section does not apply to an application made under the Community Services (Complaints, Reviews and Monitoring) Act 1993 for a review of a reviewable decision made under community welfare legislation within the meaning of that Act.
57 Late applications to Tribunal
(1) Despite section 55 (1) (d), the Tribunal may, on application by an interested person seeking to make a late application to the Tribunal, extend the time for the making by that person of an application if the Tribunal is of the opinion that the person has provided a reasonable explanation for the delay in making the application.(1A) An application by an interested person under subsection (1) must be in writing unless the Tribunal dispenses with the requirement.(2) The time for making an application for a review of a reviewable decision may be extended under subsection (1) although that time has expired.(3) In this section, late application means an application not made within the period or time referred to in section 55 (1) (d).s 57: Am 2008 No 77, Sch 1 [14]–[16].
58 Duty of administrator to lodge material documents with Tribunal where decision reviewed
(1) An administrator whose reviewable decision is the subject of an application for review to the Tribunal must, within 28 days after receiving notice of the application, lodge with the Tribunal:(a) a copy of any statement of reasons given to the applicant under section 49 (or, if no such statement was given to the applicant, a statement of reasons setting out the matters referred to in section 49 (3)), and(a1) a copy of any statement of reasons for a decision in an internal review conducted in respect of the reviewable decision, and(b) a copy of every document or part of a document that is in the possession, or under the control, of the administrator that the administrator considers to be relevant to the determination of the application by the Tribunal.(2) If the applicant has not been given a statement of reasons under section 49, the Tribunal may direct that a copy of the statement of reasons lodged with the Tribunal under subsection (1) (a) be given to the applicant within such period or periods as the Tribunal directs.(3) If the Tribunal or President considers that a party to the proceedings would or might suffer hardship if the period of 28 days provided by subsection (1) is not shortened or extended, the Tribunal or President may, at the request of the party, make an order directing that the copies referred to in that subsection be lodged with the Tribunal within such shorter or extended period as is specified in the order.(4) If the Tribunal or President considers that other particular documents (or that other documents included in a particular class of documents) may be relevant to the determination of the application, it may cause a notice in writing to be served on the administrator:(a) stating that the Tribunal or President is of that opinion, and(b) directing the administrator concerned to lodge with the Tribunal, before a date specified in the notice, a copy of each of those other documents that is in the possession, or under the control, of the administrator.(5) The Registrar of the Tribunal is to grant reasonable access to the applicant in the proceedings to any copy of a document lodged under this section by an administrator. Reasonable access includes, but is not limited to, enabling the applicant to make a photocopy of a document during ordinary business hours.(6) If a party to proceedings before the Tribunal seeks a summons under section 84 against an administrator for the production of any document and a copy of that document has been lodged with the Tribunal under subsection (1) or (4), the Tribunal may (on such conditions as it considers appropriate) direct the Registrar to grant the party access to its copy of the document instead of issuing a summons if access to the document could lawfully be required by the issue of a summons.(7) Nothing in this section requires the disclosure of, or the granting of access to, any document (or a copy of a document) in contravention of any of the following:(a) an order made under section 59 (Objections to lodgment),(b) an order made under section 75 (Proceedings on hearing to be conducted in public),(c) section 124 (Effect of Government Information (Public Access) Act 2009),(d) section 125 (Privileged documents).(8) For the purposes of this section, a reference to a document in the possession of an administrator includes a reference to a document to which the administrator has an immediate right of access.s 58: Am 1997 No 141, Sch 1.1 [7]; 2008 No 77, Sch 1 [17]; 2009 No 54, Sch 2.2 [1].
59 Objections to lodgment
(1) An administrator may apply to the Tribunal before the expiry of the period referred to in section 58 (1) for an order that the administrator not be required to lodge a copy of a document under section 58.(2) On any such application, the Tribunal may make an order that a copy of a document not be lodged with the Tribunal if:(a) it is satisfied that section 125 operates so as not to require the disclosure of the document, or(b) it considers that, if an application were made under section 75 (2), it would be appropriate to make an order under that subsection prohibiting or restricting the publication or disclosure of evidence of the document.
Division 2 Effect of pending applications on reviewable decisions
60 Operation and implementation of decisions pending applications for review
(1) Subject to this section, an application to the Tribunal for a review of a reviewable decision does not affect the operation of the decision under review or prevent the taking of action to implement that decision.(2) On the application of any party to proceedings for an application for a review of a reviewable decision, the Tribunal may make such orders staying or otherwise affecting the operation of the decision under review as it considers appropriate to secure the effectiveness of the determination of the application.(3) The Tribunal may make an order under this section only if it considers that it is desirable to do so after taking into account:(a) the interests of any persons who may be affected by the determination of the application, and(b) any submission made by or on behalf of the administrator who made the decision to which the application relates, and(c) the public interest.(4) While an order is in force under this section (including an order that has previously been varied on one or more occasions under this subsection), the Tribunal may, on application by a party to the proceedings, vary or revoke the order by another order.
61 Restrictions on ordering stay of proceedings
(1) The Tribunal may not:(a) make an order under section 60 unless the administrator who made the decision to which such an order would relate has been given a reasonable opportunity to make submissions in relation to the matter, or(b) make an order varying or revoking an order in force under section 60 (including an order as varied) unless the following persons have been given a reasonable opportunity to make submissions in relation to the matter:(i) the administrator who made the decision to which such an order would relate,(ii) the person who requested the making of the order,(iii) if the order has previously been varied by an order or orders under section 60—the person or persons who requested the making of the only, or the later or latest, such order.(2) This section does not prevent the Tribunal from making an order under section 60 without giving to any person referred to in that section a reasonable opportunity to make submissions in relation to a matter if the Tribunal is satisfied that, because of the urgency of the case or otherwise, it is not practicable to give the person such an opportunity.(3) If an order under this section is made without giving such an opportunity to the administrator who made the decision to which the application relates, the order does not take effect until a notice setting out the terms of the order is served on the administrator.
62 Conditions of stay order
(1) An order in force under section 60 (including an order that has previously been varied on one or more occasions) is subject to such conditions as are specified in the order.(2) Any such order has effect:(a) if a period for the operation of the order is specified in the order—until the expiration of that period or, if the application is decided by the Tribunal before the expiration of that period, until the decision of the Tribunal on the application takes effect, or(b) if no period is so specified—until the decision of the Tribunal on the application takes effect.
Division 3 Powers on review
63 Determination of review by Tribunal
(1) In determining an application for a review of a reviewable decision, the Tribunal is to decide what the correct and preferable decision is having regard to the material then before it, including the following:(a) any relevant factual material,(b) any applicable written or unwritten law.(2) For this purpose, the Tribunal may exercise all of the functions that are conferred or imposed by any relevant enactment on the administrator who made the decision.(3) In determining an application for the review of a reviewable decision, the Tribunal may decide:(a) to affirm the reviewable decision, or(b) to vary the reviewable decision, or(c) to set aside the reviewable decision and make a decision in substitution for the reviewable decision it set aside, or(d) to set aside the reviewable decision and remit the matter for reconsideration by the administrator in accordance with any directions or recommendations of the Tribunal.
64 Application of Government policy
(1) In determining an application for a review of a reviewable decision, the Tribunal must give effect to any relevant Government policy in force at the time the reviewable decision was made except to the extent that the policy is contrary to law or the policy produces an unjust decision in the circumstances of the case.(2) The Premier or any other Minister may certify, in writing, that a particular policy was Government policy in relation to a particular matter.(3) The certificate is evidence of the Government policy concerned and the Tribunal is to take judicial notice of the contents of that certificate.(4) In determining an application for a review of a reviewable decision, the Tribunal may have regard to any other policy applied by the administrator in relation to the matter concerned except to the extent that the policy is contrary to Government policy or to law or the policy produces an unjust decision in the circumstances of the case.(5) In this section:Government policy means a policy adopted by:(a) the Cabinet, orthat is to be applied in the exercise of discretionary powers by administrators.(b) the Premier or any other Minister,
65 Power to remit matters to administrator for further consideration
(1) At any stage of proceedings to determine an application for a review of a reviewable decision, the Tribunal may remit the decision to the administrator who made it for reconsideration of the decision by the administrator.(2) If a decision is so remitted to an administrator, the administrator may reconsider the decision and may:(a) affirm the decision, or(b) vary the decision, or(c) set aside the decision and make a new decision in substitution for the decision set aside.(3) If the administrator varies the decision:(a) the application is taken to be an application for review of the decision as varied, and(b) the person who made the application may either:(i) proceed with the application for review of the decision as varied, or(ii) withdraw the application.(4) If the administrator sets the decision aside and makes a new decision in substitution for the decision set aside:(a) the application is taken to be an application for review of the new decision, and(b) the person who made the application may either:(i) proceed with the application for review of the new decision, or(ii) withdraw the application.
66 Effect of a review decision
(1) A decision determining an application for a review of a reviewable decision takes effect on the date on which it is given or such later date as may be specified in the decision.(2) If any such decision varies, or is made in substitution for, an administrator’s decision, the decision of the Tribunal is taken:(a) to be the decision of the administrator (other than for the purposes of a review under this Chapter), and(b) to have had effect as the decision of the administrator on and from the date of the administrator’s actual decision, unless the Tribunal orders otherwise.
Chapter 6 Procedure of Tribunal generally
Part 1 Parties to proceedings
67 Parties to proceedings before Tribunal
(1) The parties to proceedings before the Tribunal for an original decision are:(a) any person who, being entitled to do so, has duly applied to the Tribunal for an original decision, and(a1) if an order or other decision is sought from the Tribunal in respect of a person (other than the applicant)—the person in respect of whom the order or other decision is sought, and(b) if the Attorney General intervenes in the proceedings under section 69—the Attorney General, and(c) any other person who has been made a party to the proceedings by the Tribunal in accordance with subsection (4), and(d) any person specified by or under any enactment as a party to the proceedings.(2) The parties to proceedings before the Tribunal for a review of a reviewable decision are:(a) any person who, being entitled to do so, has duly applied to the Tribunal for a review of the decision, and(b) the administrator who made the decision, and(c) if the Attorney General intervenes in the proceedings under section 69—the Attorney General, and(d) any other person who has been made a party to the proceedings by the Tribunal in accordance with subsection (4), and(e) any person specified by or under any enactment as a party to the proceedings.(2A) The parties to proceedings before the Tribunal for an external appeal are as follows:(a) any person who, being entitled to do so under an Act, has appealed to the Tribunal against the decision concerned (the appellant),(b) any person who has been made a party to the proceedings in accordance with subsection (4) or the rules of the Tribunal,(c) if the Attorney General intervenes in the proceedings under section 69—the Attorney General,(d) any person specified by or under any other Act as a party to the proceedings.(2B) In the case of an external appeal, the decision-maker is entitled to be a party to the proceedings but cannot (unless the decision-maker agrees) be made a party to any such appeal.(2C) The rules of the Tribunal may, in respect of an external appeal, make provision for the parties to any such appeal (including the designation of a respondent or other person to assist the Tribunal in the proceedings).(3) In an internal appeal before an Appeal Panel, the member or members (or assessor or assessors) who constituted the Tribunal that made the decision appealed against cannot be made parties to the appeal. The rules of the Tribunal may make provision for the parties to any such appeal (including the designation of a respondent where the only party in the proceedings below was the appellant).(4) The Tribunal may, by order, make a person who is not a party to proceedings (other than proceedings on an internal appeal) a party to the proceedings if the Tribunal considers that the person ought to have been joined as a party or is a person whose joinder is necessary to the determination of all matters in dispute in the proceedings.(4A) If an application is made to the Tribunal for an original decision by means of referring a complaint or other matter in respect of a person to the Tribunal for determination, the rules of the Tribunal may make provision (despite subsection (1)) for the parties to any such application for the purposes of this Act. For example, the rules may provide for the designation of the person who originally made a complaint that has been referred to the Tribunal as the applicant in the proceedings before the Tribunal instead of the person who referred the complaint.(5) A person who is a party to proceedings before the Tribunal:(a) by reason of a decision made by the person in the performance of the duties of an office or appointment, ormust be described in the proceedings by the person’s official title.(b) by reason of the operation of section 38 (5),s 67: Am 1998 No 156, Sch 1 [10]–[13]; 2002 No 119, Sch 3 [13]–[15]; 2008 No 77, Sch 1 [18].
68 Tribunal may decide persons whose interests affected by a decision
(1) If it is necessary for the purposes of this or any other Act to decide whether the interests of a person are affected (or likely to be affected) by a decision, that matter is to be decided by the Tribunal.(2) If the Tribunal decides that the interests of a person are affected (or likely to be affected) by a decision, the decision of the Tribunal is conclusive and cannot be the subject of an appeal to an Appeal Panel of the Tribunal under Part 1 of Chapter 7.(3) However, if the Tribunal decides that the interests of a person are not affected (or are not likely to be affected) by a decision (other than a decision that is the subject of external appeal), the decision of the Tribunal can be the subject of an appeal to an Appeal Panel of the Tribunal under Part 1 of Chapter 7.s 68: Am 2002 No 119, Sch 3 [16] [17].
69 Intervention by Attorney General
(1) The Attorney General may, on behalf of the State, intervene in proceedings before the Tribunal.(2) If the Attorney General intervenes in proceedings for a review of a reviewable decision or for an external appeal, the Attorney General may (from money otherwise lawfully available for the purpose) authorise the payment to a party to the proceedings by the State of such costs as the Attorney General considers were reasonably incurred by that party in relation to the proceedings as a result of that intervention.s 69: Am 2002 No 119, Sch 3 [18].
70 Opportunity of parties to make submissions
The Tribunal must ensure that every party to proceedings before the Tribunal is given a reasonable opportunity:(a) to present the party’s case (whether at a hearing or otherwise), and(b) to make submissions in relation to the issues in the proceedings.
71 Representation of parties
(1) A party to proceedings before the Tribunal may:(a) appear without representation, or(b) be represented by an Australian legal practitioner, or(b1) with the leave of the Tribunal given under subsection (2), be represented by an agent who is not an Australian legal practitioner, or(c) if the party is an incapacitated person—be represented by such other person as may be appointed by the Tribunal under subsection (4).(2) A person who is not an Australian legal practitioner may, with the consent of a party to proceedings, apply to the Tribunal for leave to represent the party as the party’s agent in the proceedings or in part of the proceedings.(3) The Tribunal may:(a) grant or refuse leave on an application made under subsection (2), and(b) revoke any leave that has been granted.(3A) The rules of the Tribunal may make provision for or with respect to the following matters:(a) the circumstances in which it is, or is not, appropriate for the Tribunal to grant leave for an agent to represent a party,(b) the circumstances in which it is, or is not, appropriate for the Tribunal to revoke any such leave.Note—Section 91A provides that the President may issue practice notes for the Tribunal in relation to any matter with respect to which rules may be made.(4) If it appears to the Tribunal that a party is an incapacitated person, the Tribunal may appoint any other person the Tribunal thinks fit to represent the party.(4A) Without limiting subsections (1) and (4), the Tribunal may:(a) in the case of an external appeal made under section 67A of the Guardianship Act 1987—appoint any person the Tribunal thinks fit to represent a party to the proceedings who:(i) is a protected person within the meaning of that Act, or(ii) is a person in respect of whom a guardianship order (within the meaning of that Act) has been made or in respect of whom an application for such an order has been refused, and(b) in the case of an external appeal made under section 50 of the NSW Trustee and Guardian Act 2009—appoint any person the Tribunal thinks fit to represent a party to the proceedings who is a protected person within the meaning of that Act.(5) Anything done or omitted to be done by a member of the Guardian Ad Litem Panel who is appointed by the Tribunal under subsection (4) to represent a party to the proceedings who is an incapacitated person does not subject the member personally to any action, liability, claim or demand if the thing was done, or omitted to be done, in good faith for the purpose of representing the incapacitated person.(5A) However, any such liability attaches instead to the Crown.(6) Any person appearing before the Tribunal may use the services of an interpreter unless the person can understand and speak the English language sufficiently to enable the person to understand, and to make an adequate reply to, questions that may be put to the person.(7) In this section:Guardian Ad Litem Panel means the panel constituted as the Guardian Ad Litem Panel by the Director-General of the Department of Justice and Attorney General.incapacitated person means:(a) a minor, or(b) a person who is totally or partially incapable of representing himself or herself in proceedings before the Tribunal because the person is intellectually, physically, psychologically or sensorily disabled, of advanced age, a mentally incapacitated person or otherwise disabled, or(c) any other person of a class prescribed by the regulations for the purposes of this paragraph.interpreter includes a person who interprets signs or other things made or done by a person who cannot speak adequately for the purposes of giving evidence in proceedings.s 71: Am 2002 No 119, Sch 3 [19]; 2008 No 77, Sch 1 [19]–[21]; 2009 No 49, Sch 2.1 [1]; 2010 No 135, Sch 1 [4] [5].
72 Notice of application to be served on other parties
(1) The Registrar must cause notice of an application to the Tribunal to be served on any party (other than the applicant) to the proceedings within such time and in such manner as may be prescribed by the rules of the Tribunal.(2) It is sufficient compliance with subsection (1) if:(a) the Registrar directs the applicant to serve notice referred to in subsection (1) on another party on the Registrar’s behalf, and(b) notice is served on the other party by the applicant in accordance with the rules of the Tribunal referred to in subsection (1).(3) A reference in this section:(a) to an application includes a reference to an external appeal that is made to the Tribunal, and(b) to an applicant includes a reference to the person who makes any such appeal.s 72: Am 1998 No 156, Sch 1 [14]; 2002 No 119, Sch 3 [20].
Part 2 Other procedural matters
72A Interpretation
A reference in this Part (other than section 89):(a) to an application includes a reference to an external appeal that is made to the Tribunal, and(b) to an applicant includes a reference to the person who makes any such appeal.s 72A: Ins 2002 No 119, Sch 3 [21].
73 Procedure of the Tribunal generally
(1) The Tribunal may, subject to this Act and the rules of the Tribunal, determine its own procedure.(2) The Tribunal is not bound by the rules of evidence and may inquire into and inform itself on any matter in such manner as it thinks fit, subject to the rules of natural justice.(3) The Tribunal is to act with as little formality as the circumstances of the case permit and according to equity, good conscience and the substantial merits of the case without regard to technicalities or legal forms.(4) The Tribunal is to take such measures as are reasonably practicable:(a) to ensure that the parties to the proceedings before it understand the nature of the assertions made in the proceedings and the legal implications of those assertions, and(b) if requested to do so—to explain to the parties any aspect of the procedure of the Tribunal, or any decision or ruling made by the Tribunal, that relates to the proceedings, and(c) to ensure that the parties have the fullest opportunity practicable to be heard or otherwise have their submissions considered in the proceedings.(5) The Tribunal:(a) is to act as quickly as is practicable, and(b) is to ensure that all relevant material is disclosed to the Tribunal so as to enable it to determine all of the relevant facts in issue in any proceedings, and(c) may require evidence or argument to be presented in writing and decide on the matters on which it will hear oral evidence or argument, and(d) in the case of a hearing—may require the presentation of the respective cases of the parties before it to be limited to the periods of time that it determines are reasonably necessary for the fair and adequate presentation of the cases, and(e) may require a document to be served outside the State, and(f) may adjourn proceedings to any time and place (including for the purpose of enabling the parties to negotiate a settlement), and(g) may dismiss at any stage any proceedings before it in any of the following circumstances:(i) if the applicant (or, if there is more than one applicant, each applicant) withdraws the application to which the proceedings relate,(ii) if the Tribunal considers that the proceedings are frivolous or vexatious or otherwise misconceived or lacking in substance,(iii) if the applicant (or, if there is more than one applicant, each applicant) has failed to appear in the proceedings,(iv) if the Tribunal considers that there has been a want of prosecution of the proceedings, and(h) may reinstate proceedings that have been dismissed because of an applicant’s failure to appear if the Tribunal considers that there is a reasonable explanation for that failure.(5A) An application made to the Tribunal to reinstate proceedings under subsection (5) (h) must be made:(a) within 28 days after the Tribunal dismissed the proceedings that are sought to be reinstated, or(b) within such further time as the Tribunal may allow.(6) A judicial member may:(a) hold a directions hearing in relation to any proceedings before the Tribunal, or(b) authorise a non-judicial member, the Registrar or a Deputy Registrar to hold a directions hearing in relation to any proceedings before the Tribunal.s 73: Am 1997 No 141, Sch 1.1 [8]; 1998 No 156, Sch 1 [15]; 2008 No 77, Sch 1 [22]; 2010 No 63, Sch 1.1 [4].
73A Application of section 128 of Evidence Act 1995 to proceedings before Tribunal
Section 128 (Privilege in respect of self-incrimination in other proceedings) of the Evidence Act 1995 is taken to apply to evidence given in proceedings before the Tribunal even when the Tribunal is not required to apply the rules of evidence in those proceedings.s 73A: Ins 2000 No 33, Sch 1 [10].
74 Preliminary conferences
(1) The Tribunal may, before formally commencing to determine an application, confer informally with, or arrange for a member or assessor to confer informally with, the parties to the proceedings in a preliminary conference and make any determination with respect to the proceedings that is agreed to by the parties.(2) If proceedings are referred under this section to a member or an assessor and the parties agree to the determination of the member or assessor, the determination has effect as a decision of the Tribunal.(3) (Repealed)(4) If the proceedings are not determined under this section and proceed for a formal determination by the Tribunal:(a) evidence is not to be given, and statements are not to be made, concerning any words spoken or acts done at a conference held in accordance with this section unless the parties otherwise agree, and(b) any member or assessor who presided over a preliminary conference in respect of the proceedings may participate as a member of the Tribunal determining the proceedings, or as an assessor in those proceedings, unless:(i) a party to the preliminary conference objects to the member or assessor further participating in the proceedings, and(ii) the party demonstrates in that objection that the further participation of the member or assessor is likely to prejudice the party’s case.(5) For the purposes of subsection (4) (b), a party objects to a member or assessor further participating in proceedings only if:(a) the objection is lodged with the Registrar within 14 days after the conclusion of the preliminary conference (or within such other period as may be prescribed by the rules of the Tribunal), and(b) the objection is in such form as may be prescribed by (or approved under) the rules of the Tribunal.(6) The President may direct that a preliminary conference is to be held under this section in the case of any applications made to the Tribunal of a kind specified in the direction.s 74: Am 1998 No 156, Sch 1 [16]; 2008 No 77, Sch 1 [23] [24].
75 Proceedings on hearing to be conducted in public
(1) If proceedings before the Tribunal are to be determined by holding a hearing, the hearing is to be open to the public.(2) However, if the Tribunal is satisfied that it is desirable to do so by reason of the confidential nature of any evidence or matter or for any other reason, it may (of its own motion or on the application of a party) make any one or more of the following orders:(a) an order that the hearing be conducted wholly or partly in private,(b) an order prohibiting or restricting:(i) the disclosure of the name, address, picture or any other material that identifies, or may lead to the identification of, any person (whether or not a party to proceedings before the Tribunal or a witness summoned by, or appearing before, the Tribunal), or(ii) the doing of any other thing that identifies, or may lead to the identification of, any such person,(b1) an order prohibiting or restricting the publication or broadcast of any report of proceedings before the Tribunal,(c) an order prohibiting or restricting the publication of evidence given before the Tribunal, whether in public or in private, or of matters contained in documents lodged with the Tribunal or received in evidence by the Tribunal,(d) an order prohibiting or restricting the disclosure to some or all of the parties to the proceedings of evidence given before the Tribunal, or of the contents of a document lodged with the Tribunal or received in evidence by the Tribunal, in relation to the proceedings.(2A) The Tribunal cannot make an order under subsection (2) (b) in respect of any proceedings to which section 126 applies.(2B) The Tribunal may from time to time vary or revoke an order made under subsection (2).(3) Mediation sessions and neutral evaluation sessions under Part 4 are to be conducted in private.s 75: Am 2000 No 33, Sch 1 [11] [12].
76 Circumstances in which hearing may be dispensed with
The Tribunal may determine proceedings by considering the documents or other material lodged with or provided to the Tribunal and without holding a hearing if it appears to the Tribunal that the issues for determination can be adequately determined in the absence of the parties.
77 Presiding member
If the Tribunal is constituted by more than 1 member, the most senior member is to preside at the proceedings before the Tribunal.Note—Clause 9 of Schedule 3 makes provision for the seniority of members.
78 Tribunal divided in opinion
(1) If the Tribunal is constituted by more than 1 member for the purposes of the determination of any proceedings and the members are divided in opinion, the opinion of the majority is taken to be the decision of the Tribunal.(2) However, a question of law (including the question whether a particular question is a question of law) arising in proceedings constituted by 1 or more judicial members is to be decided in accordance with the opinion of the judicial member or the majority of the judicial members.(3) If the members are equally divided in their opinion, the opinion that prevails is:(a) the opinion of the President if the President is sitting, or(b) if the President is not sitting, but 1 or more other judicial members are sitting—the opinion of the judicial member or most senior judicial member (as the case may be) sitting, or(c) if only non-judicial members are sitting—the opinion of the most senior member sitting.
79 Reconstitution of Tribunal during hearing
(1) The President may replace the member, or one of the members, constituting the Tribunal after the consideration of a matter by the Tribunal has commenced if:(a) the member becomes unavailable for any reason, or ceases to be a member, before the matter is determined, and(b) the parties consent.(2) The Tribunal as so reconstituted is to have regard to the evidence and decisions in relation to the matter that were given or made before the Tribunal was reconstituted.(3) If one or more of the parties do not consent to the reconstitution of the Tribunal under this section, the proceedings are to be reconsidered by the Tribunal constituted in accordance with this Act.(4) If proceedings are reconsidered by the Tribunal, the Tribunal may, for the purposes of the proceedings, have regard to any record of the proceedings before the Tribunal as previously constituted including a record of any evidence taken in the proceedings.
79A References of questions of law to Supreme Court
(1) The Tribunal in proceedings at first instance may, of its own motion or at the request of a party, refer a question of law arising in the proceedings to the Supreme Court for the opinion of the Court if the President has consented in writing to the question being referred.(2) For the purposes of this section, proceedings at first instance are proceedings in the Tribunal for an original decision or the review of a reviewable decision.(3) The Supreme Court has jurisdiction to hear and determine any question of law referred to it under this section.(4) If a question of law arising in proceedings has been referred to the Supreme Court under this section, the Tribunal is not:(a) to give a decision in the proceedings to which the question is relevant while the reference is pending, or(b) to proceed in a manner, or make a decision, that is inconsistent with the opinion of the Supreme Court on the question.(5) Subsection (4) extends to an Appeal Panel of the Tribunal determining an appeal from a decision of the Tribunal in proceedings in which a question of law has been referred to the Supreme Court under this section.s 79A: Ins 2008 No 77, Sch 1 [25].
80 Tribunal may reserve decision
(1) The Tribunal may reserve its decision in any proceedings before it.(2) A reserved decision of a member or members of the Tribunal may be given:(a) by the member or members at a subsequent sitting of the Tribunal, or(b) if the decision of a member is set out in writing and signed by the member—by being delivered by a member of the Tribunal, or(c) by the Registrar, at a time and place of which the parties have been given reasonable notice.(3) If the Tribunal reserves its decision, it must give the reasons for its decision either orally or in writing within 6 months (or such other lesser period as may be specified by the rules of the Tribunal generally or for that class of matter) of the date on which it reserved its decision.(4) A failure to comply with subsection (3) does not affect the validity of a reserved decision.
81 Amendments and irregularities
(1) The Tribunal may, in any proceedings before it, make any amendments to the proceedings that the Tribunal considers to be necessary in the interests of justice.(2) Any such amendment may be made:(a) at any stage of the proceedings (including the commencement or purported commencement of proceedings), and(b) on such terms as the Tribunal thinks fit (including, if it can award costs in the proceedings, terms as to costs).(3) If this Act, the regulations or a rule of the Tribunal is not complied with in relation to the commencement (or purported commencement) of proceedings or conduct of proceedings before the Tribunal, the failure to comply is to be treated as an irregularity and does not nullify the proceedings, any step taken in the proceedings or any decision in the proceedings.(4) For the purposes of subsection (3), the Tribunal may wholly or partly set aside the proceedings, a step taken in the proceedings, or a decision in the proceedings.
82 Recovery of amounts ordered to be paid (other than penalties)
(1) For the purposes of the recovery of any amount ordered to be paid by the Tribunal (including costs, but not including a civil or other penalty), the amount is to be certified by the Registrar.(2) A certificate given under this section must identify the person liable to pay the certified amount.(3) A certificate of the Registrar that:(a) is given under this section, andoperates as such a judgment.(b) is filed in the registry of a court having jurisdiction to give judgment for a debt of the same amount as the amount stated in the certificate,(4) A party to proceedings in respect of which an amount has been certified by the Registrar under this section may apply to the Tribunal for a review of the decision to certify that amount.
82A Recovery of civil or other penalties
A civil or other penalty ordered to be paid by the Tribunal may be registered as a judgment debt in a court of competent jurisdiction and is enforceable accordingly.s 82A: Ins 1997 No 141, Sch 1.1 [9].
83 Powers in relation to witnesses
(1) The Tribunal may:(a) call any witness of its own motion in any proceedings, and(b) examine any witness on oath or affirmation, or by use of a statutory declaration, in any proceedings, and(c) examine or cross-examine any witness to such extent as the Tribunal thinks proper in order to elicit information relevant to the exercise of the functions of the Tribunal in any proceedings, and(d) compel any witness to answer questions which the Tribunal considers to be relevant in any proceedings before it.(2) If the Tribunal decides to call a person as a witness under subsection (1) (a), the Tribunal may:(a) seek to procure the voluntary attendance of the person before it by notifying the person in such manner as it thinks appropriate in the circumstances, or(b) direct the Registrar to issue a summons to compel the attendance of the person before it.(3) Nothing in subsection (1) enables the Tribunal to compel a witness to answer a question if the witness has a reasonable excuse for refusing to answer the question.
84 Issue of summons
(1) A summons for the purposes of this Act may be issued by the Registrar:(a) if the Registrar considers it appropriate to do so in the circumstances, on the application of a party to proceedings before the Tribunal, or(b) at the direction of the Tribunal.Note—The Registrar may refuse to issue a summons on the application of a party if the Registrar considers that it is not appropriate for a summons to be issued.(2) Any such summons must be signed by the Registrar or as otherwise provided by the rules of the Tribunal.(3) Any such summons may require a person to do any one or more of the following:(a) attend and give evidence,(b) attend and produce documents or other things.(4) A person who, without reasonable excuse, fails to comply with the requirements of a summons is guilty of an offence.Maximum penalty: 100 penalty units.(5) A summons may be served within or outside the State.(6) The Registrar may give directions with respect to access to documents or other things produced pursuant to a summons if no objection has been made to the summons.s 84: Am 2008 No 77, Sch 1 [26]–[28].
85 Power to impose conditions
A power of the Tribunal to make an order or other decision includes a power to make the order or other decision subject to such conditions (including exemptions) as the Tribunal specifies when making the order or other decision.
86 Powers when proceedings settled
(1) The Tribunal may, at any stage of proceedings before it, make such orders (including an order dismissing the application that is the subject of the proceedings) as it thinks fit to give effect to any agreed settlement reached by the parties to the proceedings if:(a) the terms of the agreed settlement are reduced to writing, signed by or on behalf of the parties and lodged with the Tribunal, and(b) the Tribunal is satisfied that it would have the power to make a decision in the terms of the agreed settlement or in terms that are consistent with the terms of the agreed settlement.(c) (Repealed)(2) The Tribunal may dismiss the application that is the subject of the proceedings if it is not satisfied that it would have the power to make a decision in the terms of the agreed settlement or in terms consistent with the terms of the agreed settlement.(3) Nothing in this section affects:(a) the power of the Tribunal, a member or an assessor to make a determination under section 74 to which the parties to the proceedings concerned agree, or(b) the power of the Tribunal to make any order under section 105 giving effect to any agreement or arrangement arising out of a mediation session under Part 4.s 86: Am 2008 No 77, Sch 1 [29]–[31].
86A Matters that may be taken into account when exercising settlement powers
(1) This section applies to the exercise by the Tribunal, a member or an assessor of any of the following powers (a settlement power) conferred on the Tribunal or person:(a) the power of the Tribunal, a member or an assessor to make a determination under section 74 to which the parties to the proceedings agree,(b) the power of the Tribunal to make an order under section 86 giving effect to any agreed settlement by the parties to the proceedings,(c) the power of the Tribunal to make an order under section 105 giving effect to any agreement or arrangement arising out of a mediation session under Part 4.(2) When deciding whether to exercise a settlement power, the Tribunal, member or assessor (as the case requires) may take into account the interests of any vulnerable person (whether or not a party to the proceedings) if the Tribunal, member or assessor considers that:(a) the person may be directly affected by the exercise of the power because the person is a party to, or the subject of, the proceedings concerned, and(b) it is appropriate to do so in the circumstances.(3) A vulnerable person is:(a) a minor, or(b) a person who is totally or partially incapable of representing his or her interests in proceedings before the Tribunal because the person is intellectually, physically, psychologically or sensorily disabled, of advanced age, a mentally incapacitated person or otherwise disabled.(4) Nothing in this section limits the matters to which the Tribunal, a member or an assessor may have regard when deciding whether to exercise a settlement power.s 86A: Ins 2008 No 77, Sch 1 [32].
87 Power to correct decisions of the Tribunal
(1) If, after the making of a decision by the Tribunal, the Tribunal is satisfied that there is an obvious error in the text of the decision or in a written statement of reasons for the decision, the Tribunal may direct the Registrar to alter the text of the decision or statement in accordance with the directions of the Tribunal.(2) If the text of a decision or statement is so altered, the altered text is taken to be the decision of the Tribunal or the reasons for the decision, as the case may be.(3) Examples of obvious errors in the text of a decision or statement of reasons are where:(a) there is an obvious clerical or typographical error in the text of the decision or statement of reasons, or(b) there is an error arising from an accidental slip or omission, or(c) there is a defect of form, or(d) there is an inconsistency between the decision and the statement of reasons.(4) The powers of the Tribunal under this section may be exercised by the President or by the member who presided at the proceedings to which the decision relates.
88 Costs
(1) Each party to proceedings before the Tribunal is to bear the party’s own costs in the proceedings, except as provided by this section.(1A) Subject to the rules of the Tribunal and any other Act or law, the Tribunal may award costs in relation to proceedings before it, but only if it is satisfied that it is fair to do so having regard to the following:(a) whether a party has conducted the proceedings in a way that unnecessarily disadvantaged another party to the proceedings by conduct such as:(i) failing to comply with an order or direction of the Tribunal without reasonable excuse, or(ii) failing to comply with this Act, the regulations, the rules of the Tribunal or any relevant provision of the enactment under which the Tribunal has jurisdiction in relation to the proceedings, or(iii) asking for an adjournment as a result of a failure referred to in subparagraph (i) or (ii), or(iv) causing an adjournment, or(v) attempting to deceive another party or the Tribunal, or(vi) vexatiously conducting the proceedings,(b) whether a party has been responsible for prolonging unreasonably the time taken to complete the proceedings,(c) the relative strengths of the claims made by each of the parties, including whether a party has made a claim that has no tenable basis in fact or law,(d) the nature and complexity of the proceedings,(e) any other matter that the Tribunal considers relevant.(2) The Tribunal may:(a) determine by whom and to what extent costs are to be paid, and(b) order costs to be assessed on a basis set out in Division 11 of Part 3.2 of the Legal Profession Act 2004 or on any other basis.(3) However, the Tribunal may not award costs in relation to proceedings for an original decision unless the enactment under which the Tribunal has jurisdiction to make the decision provides for the awarding of costs.(4) In this section, costs includes:(a) costs of or incidental to proceedings in the Tribunal, and(b) the costs of or incidental to the proceedings giving rise to the application, as well as the costs of or incidental to the application.s 88: Am 2005 No 46, Sch 11.1 [4]; 2008 No 77, Sch 1 [33].
89 Tribunal to give decision determining application
(1) If the Tribunal makes an original decision or determines an application for the review of a reviewable decision, the Tribunal is to cause a copy of its decision to be served on each party to the proceedings for the decision.(2) The Tribunal may give reasons either orally or in writing for its decision.(3) If the Tribunal does not give reasons in writing for its decision:(a) a party to the proceedings may, within 28 days after the day on which a copy of the decision of the Tribunal is served on that party, request the Tribunal to give the party a statement in writing of the reasons of the Tribunal for its decision, and(b) the Tribunal must, within 28 days after receiving the request, give the party such a statement.(4) For the purposes of compliance with subsection (3), it is sufficient if the Tribunal gives the party a copy of a transcript of oral reasons previously delivered that complies with subsection (5).(5) If the Tribunal gives the reasons for its decision in writing under subsection (3), the written reasons are to set out the following:(a) the findings on material questions of fact, referring to the evidence or other material on which those findings were based,(b) the Tribunal’s understanding of the applicable law,(c) the reasoning processes that lead the Tribunal to the conclusions it made.
Part 3 Rules of the Tribunal
Division 1 The making of rules
90 Rules may provide for practice and procedure
(1) Rules of the Tribunal may be made, not inconsistent with this Act, for or with respect to any matter that by this or any other Act is required or permitted to be prescribed by rules of the Tribunal or that is necessary or convenient to be prescribed in relation to the practice and procedure of the Tribunal under this or any other Act.(2) Without affecting the generality of subsection (1), rules of the Tribunal may be made for or with respect to:(a) the commencement of proceedings in the Tribunal, or(b) the practice and procedure to be followed in, or for the purposes of, proceedings before the Tribunal (including proceedings in relation to internal appeals and external appeals), or(c) the means for, and the practice and procedure to be followed in, the enforcement and execution of decisions of the Tribunal, or(d) the practice and procedure to be followed in the mediation or neutral evaluation of any matter under Part 4, or(e) the functions of the Registrar or other officers under this Act, including functions in relation to proceedings instituted before the Tribunal.(3) Without limiting the generality of section 42 of the Interpretation Act 1987, the rules of the Tribunal may also prescribe different rules for:(a) each of the Divisions, and(b) different classes of matters.Note—Section 42 of the Interpretation Act 1987 provides for the matters for which statutory rules may generally make provision.s 90: Am 2002 No 119, Sch 3 [22].
91 Who is to make the rules of the Tribunal?
The Rule Committee is to make the rules of the Tribunal.
91A Practice notes
(1) Subject to the rules of the Tribunal, the President may issue practice notes for the Tribunal in relation to any matter with respect to which rules may be made.(2) A practice note must be published in the Gazette.(3) Sections 40 and 41 of the Interpretation Act 1987 apply to a practice note in the same way as they apply to a statutory rule.s 91A: Ins 2007 No 56, Sch 1 [1]. Am 2009 No 56, Sch 4.2.
Division 2 The Rule Committee
92 Establishment of Rule Committee
There is to be a Rule Committee of the Tribunal.
93 Functions of Rule Committee
(1) The functions of the Rule Committee are:(a) to make the rules of the Tribunal, and(b) to ensure that the rules it makes are as flexible and informal as possible.(2) (Repealed)s 93: Am 2008 No 77, Sch 1 [34].
94 Composition of Rule Committee
(1) The Rule Committee is to be composed as follows:(a) the President,(b) each Divisional Head,(c) such other members of the Tribunal as may be appointed by the Minister on the nomination of the President,(d) such other persons as may be appointed by the Minister.(2) An appointed member of the Rule Committee is to hold office for the period specified in the member’s instrument of appointment and is eligible (if otherwise qualified) for re-appointment.(3) An appointed member of the Rule Committee ceases to hold office if:(a) the member is removed from office by the Minister, or(b) the member resigns the office by instrument in writing addressed to the Minister, or(c) the member completes a term of office and is not re-appointed.(4) If the office of an appointed member becomes vacant, a person may, subject to this Act, be appointed to fill the vacancy.
95 Chairperson of Rule Committee
(1) The President is to be the chairperson of the Rule Committee.(2) The President is to appoint in writing one of the other members of the Rule Committee who is a Deputy President as deputy chairperson.
96 Meetings of Rule Committee
(1) Generally Rule Committee to regulate own procedure Subject to this Part, the Rule Committee is to regulate its own procedure.(2) Chairperson or deputy chairperson to preside where available The chairperson of the Rule Committee or, in the absence of the chairperson, the deputy chairperson of the Committee is to preside at a meeting of the Committee.(3) Other member may be chosen to preside in some cases In the absence from a meeting of the Rule Committee of both the chairperson and deputy chairperson, another member of the Committee who is a Deputy President is to be chosen by the members present to preside at the meeting.(4) Quorum for meeting The quorum for a meeting of the Rule Committee is a majority of the number of the members for the time being. Any duly convened meeting of the Rule Committee at which a quorum is present is competent to transact any business of the Rule Committee and has and may exercise all the functions of the Rule Committee.(5) Majority decisions A decision supported by a majority of the votes cast at a meeting of the Rule Committee at which a quorum is present is the decision of the Committee.(6) Presiding member has deliberative and casting votes The person presiding at a meeting of the Rule Committee has a deliberative vote and, in the event of an equality of votes, also has a casting vote.(7) President to call meetings The President is to call the first meeting of the Rule Committee in such manner as the President thinks fit and (subject to any decision of the Committee under subsection (1)) may call such other meetings of the Committee as the President thinks necessary.(8) Transaction of business by circulation of papers permissible The Rule Committee may, if it thinks fit, transact any of its business by the circulation of papers among all the members of the Committee for the time being, and a resolution in writing approved in writing by a majority of those members is taken to be a decision of the Committee.
97, 98 (Repealed)
s 97: Rep 2008 No 77, Sch 1 [35].
s 98: Rep 2008 No 77, Sch 1 [36].
Part 4 Alternative dispute resolution
99 Purpose of Part
(1) The purpose of this Part is to enable the Tribunal to refer matters for mediation or neutral evaluation if the parties to the proceedings concerned have agreed to that course of action.(2) This Part does not prevent:(a) the parties to proceedings from agreeing to and arranging for mediation or neutral evaluation of any matter otherwise than as referred to in this Part, or(b) a matter arising in proceedings from being dealt with under the provisions of the Community Justice Centres Act 1983.
100 Definitions
In this Part:mediation session means a meeting arranged for the mediation of a matter under this Part.mediator means a person to whom the Tribunal refers a matter for mediation under this Part.neutral evaluation session means a meeting arranged for the neutral evaluation of a matter under this Part.neutral evaluator means a person to whom the Tribunal refers a matter for neutral evaluation under this Part.
101 Meaning of “mediation” and “neutral evaluation”
(1) In this Act, mediation means a structured negotiation process in which the mediator, as a neutral and independent party, assists the parties to a dispute to achieve their own resolution of the dispute.(2) In this Act, neutral evaluation means a process of evaluation of a dispute in which the neutral evaluator seeks to identify and reduce the issues of fact and law that are in dispute. The neutral evaluator’s role includes assessing the relative strengths and weaknesses of each party’s case and offering an opinion as to the likely outcome of the proceedings.
102 Referral by Tribunal
(1) The Tribunal may, by order, refer a matter arising in proceedings before it for mediation or neutral evaluation if:(a) the Tribunal considers the circumstances appropriate, and(b) the parties to the proceedings consent to the referral.(c) (Repealed)(2) The mediator or neutral evaluator may, but need not be, a person whose name is on a list compiled under this Part.s 102: Am 2008 No 77, Sch 1 [37] [38].
103 Mediation and neutral evaluation to be voluntary
(1) Attendance at and participation in mediation sessions or neutral evaluation sessions are voluntary.(2) A party to a mediation session or neutral evaluation session may withdraw from the session at any time.
104 Costs of mediation and neutral evaluation
The costs of mediation or neutral evaluation, including the costs payable to the mediator or neutral evaluator, are to be borne by the parties to the proceedings in such proportions as they may agree among themselves or, failing agreement, in such manner as may be ordered by the Tribunal unless the Tribunal decides to bear the costs itself.s 104: Am 2008 No 77, Sch 1 [39].
105 Agreements and arrangements arising from mediation sessions
(1) The Tribunal may make orders to give effect to any agreement or arrangement arising out of a mediation session.(2) (Repealed)(2A) On any application for an order under this section, any document signed by the parties is admissible as to the fact that an agreement or arrangement has been reached and as to the substance of the agreement or arrangement.(3) This Part does not affect the enforceability of any other agreement or arrangement that may be made, whether or not arising out of a mediation session, in relation to the matters the subject of a mediation session.s 105: Am 2007 No 56, Sch 1 [2]; 2008 No 77, Sch 1 [40].
106 Mediators and neutral evaluators
(1) The President may compile a list or lists of persons considered by the President to be suitable to be mediators for the purposes of this Part.(2) The President may compile a list or lists of persons considered by the President to be suitable to be neutral evaluators for the purposes of this Part.(3) Different lists may be compiled for different types of matters or to take account of any other factors.(4) A person may be included in a list under this section only if:(a) the person consents to being included in the list, and(b) the person agrees to comply with the provisions of this Part and of any regulations or rules of the Tribunal made for the purposes of this Part.(5) The President may amend or revoke any list compiled under this section for any reason that the President considers appropriate.(6) The President is to review at least annually any list compiled under this section.(7) Nothing in this Act or any other law prevents an assessor from being included in a list compiled under this section or being appointed as a mediator or neutral evaluator.
107 Privilege
(1) In this section, mediation session or neutral evaluation session includes any steps taken in the course of making arrangements for the session or in the course of the follow-up of a session.(2) The same privilege with respect to defamation as exists with respect to judicial proceedings and a document produced in judicial proceedings exists with respect to:(a) a mediation session or neutral evaluation session, or(b) a document or other material sent to or produced to a mediator or neutral evaluator, or sent to or produced at the Tribunal or the office of the Registrar, for the purpose of enabling a mediation session or neutral evaluation session to be arranged.(3) The privilege conferred by subsection (2) only extends to a publication made:(a) at a mediation session or neutral evaluation session, or(b) as provided by subsection (2) (b), or(c) as provided by section 108.(4) Subject to subsection (5) and section 105 (2A):(a) evidence of anything said or of any admission made in a mediation session or neutral evaluation session is not admissible in any proceedings before any court, tribunal or body, and(b) a document prepared for the purposes of, or in the course of, or as a result of, a mediation session or neutral evaluation session, or any copy of such a document, is not admissible in evidence in any proceedings before any court, tribunal or body.(5) Subsection (4) does not apply with respect to any evidence or document:(a) if the persons in attendance at, or identified during, the mediation session or neutral evaluation session and, in the case of a document, all persons identified in the document, consent to the admission of the evidence or document, or(b) in proceedings instituted with respect to any act or omission in connection with which a disclosure has been made under section 108 (c).(6) (Repealed)s 107: Am 2007 No 56, Sch 1 [3] [4].
108 Secrecy
A mediator or neutral evaluator may disclose information obtained in connection with the administration or execution of this Part only in any one or more of the following circumstances:(a) with the consent of the person to whom the information relates,(b) in connection with the administration or execution of this Part,(c) if there are reasonable grounds to believe that the disclosure is necessary to prevent or minimise the danger of injury to any person or damage to any property,(d) if the disclosure is reasonably required for the purpose of referring any party or parties to a mediation session or neutral evaluation session to any person, agency, organisation or other body and the disclosure is made with the consent of the parties to the mediation session or neutral evaluation session for the purpose of aiding in the resolution of a dispute between those parties or assisting the parties in any other manner,(e) in accordance with a requirement imposed by or under a law of the State (other than a requirement imposed by a subpoena or other compulsory process) or the Commonwealth.
109 Exoneration from liability for listed mediators and neutral evaluators
No matter or thing done or omitted to be done by a mediator or neutral evaluator subjects the mediator or neutral evaluator to any action, liability, claim or demand if:(a) the matter or thing was done in good faith for the purposes of a mediation session or neutral evaluation session under this Part, and(b) when the subject-matter of the mediation or neutral evaluation was referred for mediation or neutral evaluation, the mediator’s or neutral evaluator’s name was included in a list compiled under this Part.
110 Application of Part
This Part does not apply to the following:(a) proceedings in the Legal Services Division, or(b) such other classes of proceedings as may be prescribed by the regulations.
111 Regulations for the purposes of this Part
Regulations may be made for or with respect to mediation and neutral evaluation.
Chapter 7 Appeals
ch 7, hdg: Am 2002 No 119, Sch 3 [23].
Part 1 Internal appeals
ch 7, pt 1, hdg: Am 2002 No 119, Sch 3 [24].
112 Appealable decisions of the Tribunal
(1) For the purposes of this Part, an appealable decision of the Tribunal is a decision of the Tribunal (or a decision that is taken to be a decision of the Tribunal) made in proceedings for:(a) an original decision where the enactment under which the Tribunal has jurisdiction to make the decision expressly provides that the decision may be appealed to an Appeal Panel under this Part, or(b) a review of a reviewable decision.(2) Without limiting subsection (1), the following decisions are also appealable decisions:(a) a decision of the Tribunal that a person is not entitled to apply for an original decision or for the review of a reviewable decision, or(b) an order of the Tribunal under section 71 (2) that the parties to proceedings before it may not be represented by an agent of a particular class, or(c) a decision of the Tribunal refusing an application by a person to be made a party to proceedings before the Tribunal.(3) A decision of an Appeal Panel (including any such decision made in relation to an external appeal) is not an appealable decision for the purposes of this Part.s 112: Am 2002 No 119, Sch 3 [25].
113 Right to appeal against appealable decisions of the Tribunal
(1) A party to proceedings in which an appealable decision of the Tribunal is made may appeal to the Tribunal constituted by an Appeal Panel.(2) An appeal under this Part:(a) may be made on any question of law, and(b) with the leave of the Appeal Panel, may extend to a review of the merits of the appealable decision.(2A) Despite subsections (1) and (2), an appeal does not lie to an Appeal Panel of the Tribunal against the exercise of an interlocutory function (within the meaning of section 24A) by of the Tribunal except by leave of the Appeal Panel.(2B) For the purposes of determining whether to grant leave under subsection (2A), and for determining the appeal if leave is granted, the Appeal Panel may be constituted by:(a) one presidential judicial member—if the interlocutory function was exercised by the Tribunal constituted by a Deputy President or by one or more members other than the President, or(b) in accordance with section 24—if the interlocutory function was exercised by the President.(2C) The provisions of subsection (2B):(a) have effect despite any other requirement of this Act or any other enactment relating to the constitution of an Appeal Panel for the exercise of its functions, and(b) do not prevent a differently constituted Appeal Panel from determining whether to grant leave to appeal under subsection (2A) or determining the appeal if the Panel is duly constituted to exercise that function apart from subsection (2B).(2D) Subsection (2B) has effect despite section 24A.(2E) If an appeal is made under subsections (1) and (2) against the exercise of an ancillary function (within the meaning of section 24A) by the Tribunal, the Appeal Panel may be constituted in the same way as an Appeal Panel may be constituted under subsection (2B) in relation to appeals against the exercise of an interlocutory function by the Tribunal.(2F) The provisions of subsection (2E):(a) have effect despite any other requirement of this Act or any other enactment relating to the constitution of an Appeal Panel for the exercise of its functions (including section 24A), and(b) do not prevent a differently constituted Appeal Panel from determining an appeal under subsections (1) and (2) if the Panel is duly constituted to exercise that function apart from subsection (2E).(3) An appeal under this Part must be made:(a) within 28 days after the Tribunal gives the party oral reasons or written reasons for the appealable decision (whichever is the later), or(b) within such further time as the Appeal Panel may allow.(4) An appeal under this Part is to be made in the manner prescribed by the rules of the Tribunal.s 113: Am 2002 No 119, Sch 3 [26]; 2004 No 81, Sch 1 [2]; 2008 No 77, Sch 1 [41]; 2009 No 37, Sch 1.1 [1]–[4]; 2010 No 63, Sch 1.1 [5].
114 Appeals on questions of law
(1) If an appeal under this Part is restricted to questions of law, the Appeal Panel is to determine the appeal and may make such orders as it thinks appropriate in light of its decision.(2) The orders that may be made by the Appeal Panel on any such appeal include, but are not limited to, any of the following:(a) an order affirming or setting aside the decision of the Tribunal (as originally constituted),(b) an order remitting the whole or any part of the case to be heard and decided again by the Tribunal (as originally or similarly constituted), either with or without the hearing of further evidence, in accordance with the directions of the Appeal Panel,(c) an order made in substitution for an order made by the Tribunal.s 114: Am 2008 No 77, Sch 1 [42].
115 Appeals on the merits
(1) If an appeal under this Part extends to a review of the merits of an appealable decision, the Appeal Panel is to decide what the correct and preferable decision is having regard to the material then before it, including the following:(a) any relevant factual material,(b) any applicable written or unwritten law.(2) The Appeal Panel may exercise all the functions that are conferred or imposed by or under any relevant enactment or this Act on the Tribunal at first instance to make the appealable decision concerned.(3) In determining any such appeal, the Appeal Panel may decide:(a) to affirm the decision, or(b) to vary the decision, or(c) to set aside the decision and make a decision in substitution for the decision it set aside.
116 Appeal does not stay decision
Subject to any interlocutory order made by the Appeal Panel, an appeal under this Part does not affect the operation of the decision concerned or prevent the taking of action to implement the decision.
117 Reasons for a decision
(1) If an Appeal Panel determines an appeal under section 114, it is to cause a copy of its decision and the reasons in writing for that decision (setting out the matters referred to in section 89 (5)) to be served on each party to the appeal.(2) For the purposes of compliance with subsection (1), it is sufficient if the Tribunal gives the party a copy of a transcript of oral reasons previously delivered that complies with section 89 (5).(3) Section 89 applies to a decision of an Appeal Panel under section 115 in the same way as it applies to original decisions and decisions determining applications for a review of a reviewable decision.
118 References of questions of law to Supreme Court
(1) An Appeal Panel determining an appeal under this Part may, of its own motion or at the request of a party, refer a question of law arising in the appeal to the Supreme Court for the opinion of the Court.(2) The Supreme Court has jurisdiction to hear and determine any question of law referred to it under this section.(3) If a question of law arising in any appeal to an Appeal Panel has been referred to the Supreme Court under this section, the Appeal Panel is not:(a) to give a decision in the appeal to which the question is relevant while the reference is pending, or(b) to proceed in a manner, or make a decision, that is inconsistent with the opinion of the Supreme Court on the question.
Part 1A External appeals
Note—
Chapter 6 also contains procedural provisions in relation to external appeals.
ch 7, pt 1A: Ins 2002 No 119, Sch 3 [27].
118A Conferral of jurisdiction to hear and determine external appeals
(1) The Tribunal has jurisdiction under an Act to hear and determine an appeal against a decision or a class of decisions (referred to in this Part as an appealable decision) if the Act:(a) provides that an appeal may be made to the Tribunal against any such decision (or class of decisions) made by the decision-maker:(i) in the exercise of functions conferred or imposed by or under the Act, or(ii) in the exercise of any other functions of the decision-maker identified by the Act, and(b) specifies that any such appeal made under the Act is an external appeal within the meaning of this Act.Note—External appeals to the Tribunal may be made under the following provisions:section 67A of the Guardianship Act 1987section 50 of the NSW Trustee and Guardian Act 2009(2) A provision of an Act that provides that a decision-maker’s decision may be appealed against to the Tribunal extends to:(a) a decision made by a person to whom the function of making the appealable decision has been delegated, or(b) if the provision specifies the decision-maker by reference to the holding of a particular office or appointment—a decision by any person for the time being acting in, or performing any of the duties of, the office or appointment, or(c) a decision made by any other person authorised to exercise the function of making the appealable decision.s 118A: Ins 2002 No 119, Sch 3 [27]. Am 2009 No 49, Sch 2.1 [1].
118B Grounds for external appeals and time and procedure for making appeals
(1) An external appeal may be made:(a) as of right, on any question of law, or(b) by leave of the Appeal Panel hearing the appeal, on any other grounds.(2) An external appeal must be made:(a) within 28 days after the decision-maker provides, in accordance with the Act under which the external appeal is made, the party with written reasons for the appealable decision, or(b) within such further time as the Appeal Panel may allow.(3) An external appeal is to be made in the manner prescribed by the rules of the Tribunal.(4) Subject to any interlocutory order made by the Appeal Panel, an external appeal does not affect the operation of the appealable decision or prevent the taking of action to implement the decision.s 118B: Ins 2002 No 119, Sch 3 [27].
118C Appeal Panel to determine external appeals
(1) The Appeal Panel hearing an external appeal is to determine the appeal and make such orders as it thinks appropriate in the light of its decision.(2) The orders that may be made by the Appeal Panel on any such appeal include, but are not limited to, any of the following:(a) an order affirming or setting aside the decision the subject of the external appeal,(b) an order remitting the whole or any part of the matter to be heard and decided again by the person or body that made the decision, either with or without the hearing of further evidence, in accordance with the directions of the Appeal Panel,(c) an order made in substitution for the decision the subject of the external appeal.(3) A decision of the Appeal Panel in relation to an external appeal takes effect on the date on which it is given or such later date as may be specified in the decision.(4) The Appeal Panel is to cause a copy of its decision and the reasons in writing for that decision to be served on each party to the appeal.s 118C: Ins 2002 No 119, Sch 3 [27]. Am 2008 No 77, Sch 1 [43].
118D References of questions of law to Supreme Court
(1) An Appeal Panel determining an external appeal may, of its own motion or at the request of a party, refer a question of law arising in the appeal to the Supreme Court for the opinion of the Court.(2) The Supreme Court has jurisdiction to hear and determine any question of law referred to it under this section.(3) If a question of law arising in an external appeal has been referred to the Supreme Court under this section, the Appeal Panel is not:(a) to give a decision in the appeal to which the question is relevant while the reference is pending, or(b) to proceed in a manner, or make a decision, that is inconsistent with the opinion of the Supreme Court on the question.s 118D: Ins 2002 No 119, Sch 3 [27].
Part 2 Appeals to Supreme Court
119 Right of appeal to Supreme Court
(1) A party to proceedings before an Appeal Panel of the Tribunal may appeal to the Supreme Court, on a question of law, against any decision of the Appeal Panel in those proceedings.(1A) Despite subsection (1), an appeal does not lie to the Supreme Court against any of the following decisions of the Appeal Panel except by leave of the Supreme Court:(a) an interlocutory decision,(b) a decision made with the consent of the parties,(c) a decision as to costs.(2) The Appeal Panel (or any of the members constituting the Appeal Panel) cannot be made a party to an appeal under this section. Rules of court made under the Supreme Court Act 1970 may make provision for the parties to any such appeal (including the designation of a respondent where the only party in the proceedings from which the appeal is brought was the appellant).(3) An appeal by a person under this section must be made:(a) within such time and in such manner as is prescribed by rules of court made under the Supreme Court Act 1970, or(b) within such further time as the Supreme Court may allow.s 119: Am 2002 No 99, Sch 3.1; 2002 No 119, Sch 3 [28].
120 Orders on appeal to the Supreme Court
(1) The Supreme Court is to hear and determine the appeal and may make such orders as it thinks appropriate in light of its decision.(2) The orders that may be made by the Supreme Court on appeal include (but are not limited to):(a) an order affirming or setting aside the decision of the Appeal Panel, and(b) an order remitting the case to be heard and decided again by the Appeal Panel (either with or without the hearing of further evidence) in accordance with the directions of the Supreme Court.
121 Appeal does not stay decision
Subject to any interlocutory order made by the Supreme Court, an appeal under this Part does not affect the operation of the decision appealed against or prevent the taking of action to implement the decision.
Part 3 Inter-relationship between Supreme Court and Tribunal
122 Effect of Act
Nothing in this Act (except section 123) affects the power of the Supreme Court, in the exercise of its original jurisdiction, to review the decisions of the Tribunal.
123 Supreme Court may decline to deal with application for review
(1) The Supreme Court may:(a) refuse to grant an application for the review of an original decision of the Tribunal if it is satisfied that, in all the circumstances, adequate provision is made under this Act for the applicant to seek an alternative review of the decision, or(b) refuse to grant an application for the review of a reviewable decision if it is satisfied that, in all the circumstances, adequate provision is made under this Act for the applicant to seek an alternative review of the decision, or(c) refuse to grant an application for the review of an original decision or of a reviewable decision if an application has been lodged with an alternative reviewer for a review of the decision.(2) In deciding whether to refuse an application for review (and without limiting the generality of subsection (1)), the Supreme Court may take into account any one or more of the following matters:(a) if the applicant has not yet applied for an alternative review of the decision concerned—whether the applicant would be eligible to apply for an alternative review,(b) whether an alternative reviewer is likely to deal with the matter more expeditiously and cheaply than the Court,(c) whether a favourable determination of the application by the Court would be likely to resolve the issues in dispute,(d) whether the alternative reviewer would be able to give the applicant an appropriate remedy,(e) whether the applicant would suffer any substantial hardship if the application were refused,(f) any other matter it considers relevant.(3) In this section:alternative review means an internal review, or a review by the Tribunal, under this Act of the decision concerned.alternative reviewer means a person or body that can conduct an alternative review.review includes a review by way of reconsideration, re-hearing, appeal, the grant of an injunction or of a prerogative or statutory writ (or the making of an order in the nature of such a writ) or the making of a declaratory or other order, but does not include an appeal under Part 2.
Chapter 8 Miscellaneous
Part 1 Disclosure of information
124 Effect of Government Information (Public Access) Act 2009
(1) General rule Except as provided by this section, nothing in this Act requires or authorises any person or body to disclose information to another person or body if there is an overriding public interest against the disclosure of the information under the Government Information (Public Access) Act 2009.(2) Disclosure to person or body other than Tribunal The provisions of the Government Information (Public Access) Act 2009 continue to apply to the disclosure of information to any person or body other than to the Tribunal as if this Act had not been enacted.(3) Disclosure to Tribunal If a provision of this Act requires or authorises any person or body to disclose information to the Tribunal in relation to any proceedings before it and there is an overriding public interest against the disclosure of the information under the Government Information (Public Access) Act 2009:(a) the Government Information (Public Access) Act 2009 does not prevent the disclosure of the information to the Tribunal, and(b) the Tribunal is to do all things necessary to ensure that the information is not disclosed to any person other than a member of the Tribunal as constituted for the purpose of the proceedings unless the person or body disclosing the information to the Tribunal consents to the further disclosure.(4) Certificates by Director-General or Deputy Director-General (General Counsel) of the Department of Premier and Cabinet concerning Cabinet information The Director-General or Deputy Director-General (General Counsel) of the Department of Premier and Cabinet may certify that information is Cabinet information. Any such certificate:(a) is conclusive of that fact, and(b) authorises any person who would otherwise be required under this Act to lodge a document containing that information with (or disclose the information to) the Tribunal to refuse to lodge the document with (or disclose the information to) the Tribunal.(5) Definitions In this section:Cabinet information means information that is Cabinet information under the Government Information (Public Access) Act 2009.disclose has the same meaning as it has in the Government Information (Public Access) Act 2009.s 124: Subst 2009 No 54, Sch 2.2 [2].
125 Privileged documents
(1) Nothing in this Act requires the disclosure of a document if the Tribunal or President is satisfied that evidence of the document could not be adduced in proceedings before a NSW court by reason of the operation of any of the following provisions of the Evidence Act 1995:(a) section 9 (Application of common law and equity), but only to the extent that it preserves any privilege against the adducing of evidence,(b) section 10 (Parliamentary privilege preserved),(c) Part 3.10 (Privileges) of Chapter 3.(2) In this section:disclosure of a document includes the following:(a) the provision of copies of the document,(b) the granting of access to the document,(c) the disclosure of the contents of the document.document includes a part of a document.NSW court has the same meaning as it has in the Evidence Act 1995.
126 Publication of names or identification of persons involved in certain proceedings
(1A) This section applies only to the following:(a) proceedings in the Community Services Division of the Tribunal,(b) appeals to an Appeal Panel from a decision made by the Tribunal in the Community Services Division,(b1) proceedings in relation to an external appeal made under section 67A of the Guardianship Act 1987 or section 50 of the NSW Trustee and Guardian Act 2009,(b2) proceedings in relation to a reviewable decision made under the Guardianship Act 1987 or the NSW Trustee and Guardian Act 2009,(c) such other proceedings (or class or classes of proceedings) as may be prescribed by the regulations for the purposes of this section.(1) A person must not, except with the consent of the Tribunal, publish or broadcast the name of any person:(a) who appears as a witness before the Tribunal in any proceedings, or(b) to whom any proceedings before the Tribunal relate, orwhether before or after the proceedings are disposed of.(c) who is mentioned or otherwise involved in any proceedings before the Tribunal,Maximum penalty: 10 penalty units or imprisonment for 12 months, or both.(2) This section does not prohibit the publication or broadcasting of an official report of the proceedings that includes the name of any person the publication or broadcasting of which would otherwise be prohibited by this section.(3) For the purposes of this section, a reference to the name of a person includes a reference to any information, picture or other material that identifies the person or is likely to lead to the identification of the person.s 126: Am 2000 No 33, Sch 1 [13]; 2002 No 119, Sch 3 [29]; 2009 No 49, Sch 2.1 [1] [2].
127 Court cannot compel disclosure by members and officers of certain confidential information
(1) A person who is, or has been, a member or officer of the Tribunal is not competent, and cannot be required, to give evidence to a court relating to a matter if:(a) the giving of the evidence would be contrary to an order of the Tribunal in force under section 75 (2) of this Act or under a similar provision of another Act, or(b) an application has been made to the Tribunal for an order under section 75 (2), or under such a similar provision, concerning the matter to which the evidence would relate and the Tribunal has not determined that application, or(c) the evidence concerns an exempt document that the Tribunal is prevented from disclosing by operation of section 124.(2) A person who is, or has been, a member or an officer of the Tribunal cannot be required to produce in a court a document furnished to the Tribunal in connection with any proceedings if:(a) the production of the document would be contrary to an order of the Tribunal in force under section 75 (2) of this Act or under a similar provision of another Act, or(b) an application has been made to the Tribunal for an order under section 75 (2), or under such a similar provision, in relation to the document and the Tribunal has not determined that application, or(c) the document is an exempt document that the Tribunal is prevented from disclosing by operation of section 124.(3) A person who is, or has been, a member of the Tribunal cannot be required to give evidence to a court in relation to any proceedings before the Tribunal.(4) In this section:court includes any tribunal, authority or person having power to require the production of documents or the answering of questions.produce includes permit access to.
128 Application of confidentiality provisions in other Acts
If:(a) a provision of an Act (other than this Act) prohibits the disclosure, whether absolutely, in certain circumstances only or subject to conditions, of information by persons who:(i) are included in a particular class of persons, and(ii) acquired the information in the course of their duties under the Act, andthat provision applies to the person as if he or she were included in the particular class of persons and acquired the information in the course of duties under that Act.(b) a person who is or has been a member, an assessor, an officer of the Tribunal or a member of the staff of the Tribunal has acquired or acquires any such information in the course of his or her duties as such a member, assessor, officer or member of the staff,
129 Offence: improper disclosure of information
A person must not disclose information obtained in exercising a function under this Act unless the disclosure is made:(a) with the consent of the person to whom the information relates, or(b) in connection with the execution or administration of this Act, or(c) for the purpose of any legal proceedings arising out of this Act or any report of such proceedings, or(d) with other legal excuse.Maximum penalty: 10 penalty units or imprisonment for 6 months, or both.
Part 2 Other provisions
130 Act to bind Crown
This Act binds the Crown.
131 Contempt of Tribunal
(1) The Tribunal may report the following matters to the Supreme Court:(a) if a person fails to attend in obedience to a summons after having been served with a summons to attend before the Tribunal as a witness, or(b) if a person fails to produce any document or other thing in the person’s custody or control that the person is required by a summons to produce after having been served with a summons to attend before the Tribunal, or(c) if a person refuses to be sworn or to make an affirmation or refuses or otherwise fails to answer any question that is put to the person by the Tribunal after being called or examined as a witness before the Tribunal, or(d) if a person wilfully threatens or insults:(i) a member, assessor or officer of the Tribunal, or(ii) any witness or person summoned to attend before the Tribunal, or(iii) a practising legal practitioner or other person authorised to appear before the Tribunal, or(e) if a person misbehaves himself or herself before the Tribunal, or(f) if a person interrupts the proceedings of the Tribunal, or(g) if a person obstructs or attempts to obstruct the Tribunal, a member of the Tribunal or a person acting with the authority of the Tribunal in the exercise of any lawful function, or(h) if a person publishes, or permits or allows to be published, any evidence given before the Tribunal or any of the contents of a document produced at a hearing that the Tribunal has ordered not to be published, or(i) if a person publishes, or permits or allows to be published, any evidence given before the Tribunal at a hearing held in private or any of the contents of a document produced at a hearing held in private, except to an officer of the Tribunal or as permitted by the Tribunal or by the regulations, or(j) if a person does any other thing that, if the Tribunal were a court of law having power to commit for contempt, would be contempt of that court.(2) If the Tribunal reports a matter to the Supreme Court under subsection (1), the Court may deal with the matter as if it were a contempt of the Court. However, a person is not liable to be punished for contempt under this subsection if the person establishes that there was a reasonable excuse for the act or omission concerned.(3) Subsection (1) (i) does not apply to an officer of the Tribunal in relation to evidence or contents of documents published to other officers or to members of the Tribunal.
132 Act or omission that is both an offence and contempt
(1) An act or omission may be punished as a contempt of the Tribunal even though it could be punished as an offence.(2) An act or omission may be punished as an offence even though it could be punished as a contempt of the Tribunal.(3) If an act or omission constitutes both an offence and a contempt of the Tribunal, the offender is not liable to be punished twice.
133 Seal of Tribunal
The Tribunal is to a have a seal and that seal is to be judicially noticed.
134 Authentication of documents
Every document requiring authentication by the Tribunal is sufficiently authenticated without the seal of the Tribunal if it is signed by:(a) the President, or(b) a Deputy President, or(c) the Registrar.
135 Judicial notice to be taken of certain signatures
Judicial notice is to be taken of the signature of the President, a Deputy President or the Registrar when appearing on a document issued by the Tribunal.
136 Proof of certain matters not required
In any legal proceedings, no proof is required (unless evidence to the contrary is given) of:(a) the constitution of the Tribunal, or(b) any decision of the Tribunal, or(c) the appointment, or the holding of office by, a member of the Tribunal or an assessor, mediator or neutral evaluator.
137 Protection of practising legal practitioners, witnesses and others
(1) A practising legal practitioner or other person appearing before the Tribunal on behalf of a party has the same protection and immunity as a practising legal practitioner has in appearing for a party in proceedings in the Supreme Court.(2) Subject to this Act, a person summoned to attend or appearing before the Tribunal as a witness has the same protection, and is, in addition to the penalties provided by this Act, subject to the same liabilities, as a witness in proceedings in the Supreme Court.Note—Section 109 and clause 5 of Schedule 3 make similar provision in relation to mediators and neutral evaluators and members of the Tribunal.
138 Notices, service and lodgment of documents
(1) Service of documents and giving of notices For the purposes of this Act, a notice or document may be given to a person (or a notice or document may be served on a person):(a) in the case of a natural person—by:(i) delivering it to the person personally, or(ii) leaving it at, or by sending it by pre-paid post to, the residential or business address of the person last known to the person serving the document, or(b) in the case of a body corporate—by leaving it at, or by sending it by pre-paid post to, the head office, a registered office or a principal office of the body corporate, or(c) in the case of an administrator or other decision-maker—by leaving it at, or by sending it by pre-paid post to:(i) the head of the government agency that administers the enactment under which the decision concerned was made, or(ii) if a provision of the regulations or any enactment prescribes the holder of a particular office as a person on or to whom notices may be served under this Act in relation to a class of decisions in which that decision is included—the holder of that office.(2) Notices and other documents served on or lodged with Tribunal A notice or other document may be served on the Tribunal by leaving it at, or by sending it by post to (or a document that is required or permitted to be lodged with the Tribunal may be lodged at):(a) the office of the Registrar, or(b) if the Registrar has more than one office, any one of those offices.(3) Other means of service Nothing in this section affects the operation of any provision of any law or the rules of a court authorising a document to be served in a manner not provided for by this section.(4) Rules may make provision in respect of notices, service and lodgment Despite subsections (1)–(3), the rules of the Tribunal may:(a) provide for additional means of serving, giving or lodging any notice or document, and(b) provide that a notice or document of a class specified by the rules be served, given or lodged only in the manner prescribed by the rules.s 138: Am 1998 No 156, Sch 1 [17]; 2002 No 119, Sch 3 [30].
139 Notices and other documents to be written in other languages
(1) If:(a) the Tribunal is required, by or under this Act, to cause a document or other instrument to be served on, or given to, any person, andthe Tribunal is, in so far as it is reasonably practicable, to cause the information contained in the document or other instrument to be communicated to the person in a manner that the person understands, which may include (in the case of a person who is literate in another language) by means of a document or other instrument written in that other language.(b) it appears to the Tribunal that the person is blind or illiterate or is not literate in the English language,(2) Failure to comply with this section does not affect any thing done under any other provision of this Act.
140 Return of documents after proceedings concluded
The President may cause a document or any other object provided to the Tribunal for the purposes of any proceedings before it to be returned to the person by whom it was provided if:(a) the proceedings before the Tribunal have concluded, and(b) the time within which an appeal from the decision of the Tribunal in the proceedings may be lodged (or the period of an extension of time for lodging the appeal) has expired with no appeal being lodged.
141 Allowances and expenses of witnesses
(1) A person (other than a public servant) who is required to appear or give evidence before the Tribunal is entitled to be paid such allowances and expenses as are ascertained in accordance with a scale of allowances and expenses prescribed by the regulations.(2) Subject to subsection (3), the allowances and expenses are to be paid by the party at whose request a witness is summoned.(3) The Tribunal may order that the allowances and expenses of a witness referred to in subsection (2) be paid wholly or partly by the State out of money otherwise lawfully available.
142 References to applications in enactments
(1) An application to the Tribunal includes a complaint, referral or other mechanism by means of which an enactment provides for a matter to be brought to the attention of the Tribunal for an original decision or a review of a reviewable decision.(2) If an enactment provides that an application may be made to the Tribunal, but does so by reference to some word or expression other than “application” or some other part of speech or grammatical forms of that word or expression:(a) the rules of the Tribunal may refer to such applications by reference to the word or expression used in the enactment (or some other part of speech or grammatical forms of that word or expression), and(b) the regulations may refer to such applications by reference to the word or expression used in the enactment (or some other part of speech or grammatical forms of that word or expression), and(c) any notice or other document issued, lodged, served or given under this Act in relation to such applications may refer to the applications by reference to the word or expression used in the enactment (or some other part of speech or grammatical forms of that word or expression).
143 Proceedings for offences
Proceedings for an offence against this Act are to be disposed of summarily before the Local Court.s 143: Am 2001 No 121, Sch 2.4; 2007 No 94, Sch 2.
144 Savings and transitional provisions
Schedule 5 has effect.
145 Regulations
(1) The Governor may make regulations, not inconsistent with this Act, for or with respect to any matter that by this Act is required or permitted to be prescribed or that is necessary or convenient to be prescribed for carrying out or giving effect to this Act.(2) Without limiting the generality of subsection (1), the regulations may make provision for or with respect to any of the following matters:(a) the fees payable in respect of proceedings in the Tribunal, including fees for the following:(i) an application for an original decision or a review of a reviewable decision or for an internal or external appeal,(ii) the filing or lodgment of any document in the Tribunal,(iii) the provision of transcripts of proceedings,(iv) the issue of summonses or any other document out of the Tribunal,(b) the fees payable in relation to proceedings referred to mediation or neutral evaluation under this Act,(c) the fees payable for administrative services provided by the Registrar, a Deputy Registrar or any other officer of the Tribunal, whether in connection with the administration of this Act or otherwise,(d) the waiver, postponement and refund of fees and exemptions from fees.(2A) Fees of the kind referred to in subsection (2) (a) are not payable by the Crown, or by any person acting on behalf of the Crown, with respect to any civil proceedings to which any of the following persons or bodies is a party:(a) the Crown,(b) any Minister of the Crown,(c) any statutory body whose expenditure is paid out of the Consolidated Fund,(d) any person or body prescribed by the regulations or belonging to a class of persons or bodies so prescribed.(2B) Subsection (2A) does not prevent the recovery by the Crown or any such person or body of any fees that would, had they been paid by the Crown or any such person or body, have been so recoverable.(3) The regulations may create offences punishable by a penalty not exceeding 10 penalty units.s 145: Am 1998 No 156, Sch 1 [18]–[20]; 2008 No 77, Sch 1 [44].
146 Parliamentary inquiry to report on Tribunal
(1) A Parliamentary inquiry is to be held into the jurisdiction and operation of the Tribunal:(a) by a joint committee of the Legislative Council and Legislative Assembly to be established for the purpose, or(b) by an existing such joint committee to which the matter is referred by resolution of the Legislative Council and Legislative Assembly.(2) A report by the joint committee of the results of the inquiry is to be tabled in the Legislative Council and Legislative Assembly as soon as is practicable after the end of the period of 18 months from the establishment of the Tribunal.
147 Review of Act
(1) The Minister is to review this Act to determine whether the policy objectives of the Act remain valid and whether the terms of the Act remain appropriate for securing those objectives.(2) The review is to be undertaken as soon as possible after the period of 5 years from the date of assent to this Act.(3) A report on the outcome of the review is to be tabled in each House of Parliament within 12 months after the end of the period of 5 years.
Schedule 1 Divisions of Tribunal
(Section 19)
Community Services DivisionEqual Opportunity Division
General Division
Legal Services Division
Retail Leases Division
Revenue Division
Victims Support Division
sch 1: Am 1998 No 169, Sch 2.1 [1]; 2000 No 72, Sch 1 [1]; 2013 No 37, Sch 3.1 [1].
Schedule 2 Composition and functions of Divisions
(Sections 20–23)
Part 1 Community Services Division
Division 1 Composition of Division
1 Division members
(1) The Community Services Division of the Tribunal is to be composed of the following members:(a) a Divisional Head,(b) at least 4 other members assigned to the Division by or under this Act.(2) A member is not to be assigned to the Division (or appointed as Divisional Head) unless his or her assignment to the Division (or appointment as Divisional Head) has been recommended to the Minister by the relevant Minister and the Minister has advised the President (or Governor) of that recommendation.(3) The relevant Minister is not to make a recommendation under subclause (2) unless the relevant Minister is of the opinion that the person in respect of whom the recommendation is made:(a) has knowledge of and experience in administration, child care, community services, education, law, medicine, psychology or social work, or(b) has other suitable qualifications or experience warranting the person’s assignment to the Division or appointment as Divisional Head.(4) In this clause:relevant Minister means the Minister administering the Act.the Act means the Community Services (Complaints, Reviews and Monitoring) Act 1993.
Division 2 Functions of Division
2 Functions allocated to Division
The functions of the Tribunal in relation to the following enactments are allocated to the Community Services Division of the Tribunal:
Division 3 Special requirements for constitution of Tribunal for certain allocated functions
3 Community Services (Complaints, Reviews and Monitoring) Act 1993 (Reviewable decisions)
(1) Applications made under section 28 of the Community Services (Complaints, Reviews and Monitoring) Act 1993 are to be determined by 3 Division members of the Community Services Division of the Tribunal, at least one of whom must be a judicial member.(2) In such applications, the Tribunal is, as far as is practicable, to be constituted so as to include at least one member who has knowledge or experience directly relevant to the subject matter of the proceedings before the Tribunal.
Part 2 Equal Opportunity Division
Division 1 Composition of Division
1 Division members
The Equal Opportunity Division of the Tribunal is to be composed of the following members:(a) a Divisional Head,(b) such other members as may be assigned to the Division by or under this Act.
Division 2 Functions of Division
2 Functions allocated to Division
The functions of the Tribunal in relation to the following enactments are allocated to the Equal Opportunity Division of the Tribunal:
Division 3 Special requirements for constitution of Tribunal for certain allocated functions
3 Anti-Discrimination Act 1977 (Original decisions)
(1) Except as provided by subclause (1A), for the purposes of exercising its functions under the Act, the Tribunal is to be constituted by:(a) 1 Division member of the Equal Opportunity Division of the Tribunal who is a judicial member, and(b) at least 2 Division members of the Division who are non-judicial members.(1A) For the purposes of exercising its functions under sections 91A, 96 and 105 of the Act, the Tribunal is to be constituted by 1 Division member of the Equal Opportunity Division of the Tribunal who is a judicial member.(2) In this clause:the Act means the Anti-Discrimination Act 1977.
Part 3 Legal Services Division
Division 1 Composition of Division
1 Division members
(1) The Legal Services Division is to be composed of the following members:(a) a Divisional Head appointed in accordance with subclause (3) or by Schedule 5,(b) such members as may be assigned to the Division in accordance with subclause (2) or by Schedule 5.(2) The following members are to be assigned to the Legal Services Division of the Tribunal in their instruments of appointment or by subsequent instrument of the Minister:(a) at least 2 members who are barristers, but only after the Minister has consulted with the Bar Council concerning the assignments, and(b) at least 2 members who are solicitors, but only after the Minister has consulted with the Law Society Council concerning the assignments, and(c) at least 2 members who are not Australian lawyers (within the meaning of the Legal Profession Act 2004), but only after the Minister has consulted with lay members of the Legal Aid Commission, the Law and Justice Foundation and such other bodies as the Minister considers appropriate concerning the assignments, and(d) at least one Deputy President (other than the Divisional Head), but only after the Minister has consulted with the Bar Council and the Law Society Council concerning the assignment, and(e) at least one non-presidential judicial member who is a current, retired or acting eligible judicial officer.(3) A Deputy President is to be appointed as the Divisional Head by the Governor, but only after the Minister advises the Governor that he or she has consulted with the Bar Council and the Law Society Council concerning the appointment.(4) (Repealed)
Division 2 Functions of Division
2 Functions allocated to Division
The functions of the Tribunal in relation to the following enactments are allocated to the Legal Services Division of the Tribunal:
Division 3 Special requirements for constitution of Tribunal for certain allocated functions
3 (Repealed)
4 Legal Profession Act 2004 (Original decisions)
(1) Subject to subclause (2), for the purposes of conducting a hearing into a complaint made under the Act, the Tribunal is to be constituted in accordance with whichever of the following constitutions the President determines as being appropriate for the particular case:(a) in the case of a complaint against a barrister:(i) 1 senior judicial member, 1 barrister member and 1 lay member, or(ii) 1 senior judicial member, 1 barrister member and 2 lay members, or(iii) 2 barrister members and 1 lay member, or(iv) 2 barrister members and 2 lay members,(b) in the case of a complaint against a solicitor:(i) 1 senior judicial member, 1 solicitor member and 1 lay member, or(ii) 1 senior judicial member, 1 solicitor member and 2 lay members, or(iii) 2 solicitor members and 1 lay member, or(iv) 2 solicitor members and 2 lay members,(c) in the case of a complaint against an Australian lawyer (within the meaning of the Legal Profession Act 2004) who is neither a barrister nor a solicitor—any constitution specified in paragraph (a) or (b).(2) For the purposes of conducting a hearing in relation to any matter under the Act, the Tribunal in each case is to be constituted as determined by the Divisional Head from Division members.(2A) Subclause (2) does not apply to hearings in relation to:(a) a complaint made under the Act, or(b) proceedings referred to in clause 4AA, or(c) proceedings referred to in clause 4AB.(3) In this clause:the Act means the Legal Profession Act 2004.
4AA Legal Profession Act 2004 (Advertising contraventions)
For the purposes of proceedings under section 85 (Regulation of advertising and other marketing of services) of the Legal Profession Act 2004, the Tribunal is to be constituted by one member of the Legal Services Division of the Tribunal, being a judicial member, a barrister member or a solicitor member.
4AB Legal Profession Act 2004 (Reviews)
For the purpose of proceedings on a review under the Legal Profession Act 2004, the Tribunal is to be constituted as determined by the President or the Divisional Head from Division members.
4A Public Notaries Act 1997 (Original decisions)
(1) For the purposes of the application of Chapter 4 of the Legal Profession Act 2004 under section 14 of the Act, the Tribunal is to be constituted as follows:(a) in the case of a complaint against a public notary who is a barrister—by 1 judicial member, 1 barrister member and 1 lay member,(b) in the case of a complaint against a public notary who is a solicitor—by 1 judicial member, 1 solicitor member and 1 lay member.(2) In this clause, the Act means the Public Notaries Act 1997.
Division 4 General
5 Definitions
In this Part:barrister has the meaning it has in the Legal Profession Act 2004.barrister member of the Legal Services Division means a member assigned to the Division in accordance with clause 1 (2) (a) of this Part.eligible judicial officer means any of the following:(a) a Judge of the Supreme Court,(b) a Judge of the District Court,(c) a judicial officer of any other court or tribunal having an equivalent status (for the purposes of Part 9 of the Constitution Act 1902) to the Supreme Court or District Court.lay member of the Legal Services Division means a member assigned to the Division in accordance with clause 1 (2) (c) of this Part.senior judicial member means any of the following members assigned to the Legal Services Division:(a) the Divisional Head,(b) a Deputy President assigned to the Division in accordance with clause 1 (2) (d) of this Part,(c) a non-presidential judicial member who is a current, retired or acting eligible judicial officer.solicitor has the meaning it has in the Legal Profession Act 2004.solicitor member of the Legal Services Division means a member assigned to the Division in accordance with clause 1 (2) (b) of this Part.
Part 3B Retail Leases Division
Division 1 Composition of Division
1 Division members
(1) The Retail Leases Division is to be composed of the following members:(a) a Divisional Head appointed in accordance with subclause (2),(b) such other members as may be assigned to the Division in accordance with subclause (3) or otherwise by or under this Act.(2) A Deputy President is to be appointed as the Divisional Head by the Governor.(3) The following members are to be assigned to the Retail Leases Division of the Tribunal in their instruments of appointment or by subsequent instrument of the Minister:(a) at least 1 member who is a current, retired or acting judge of any court of this State or of the Commonwealth, another State or a Territory or who is a Deputy President,(b) at least 1 member who has experience as a lessor, or working on behalf of lessors, under retail shop leases,(c) at least 1 member who has experience as a lessee, or working on behalf of lessees, under retail shop leases.
Division 2 Functions of Division
2 Functions allocated to Division
The functions of the Tribunal in relation to the following enactments are allocated to the Retail Leases Division of the Tribunal:
Division 3 Special requirements for constitution of Tribunal for certain allocated functions
3 Retail Leases Act 1994 (retail tenancy claims)
(1) For the purposes of exercising its functions under the Retail Leases Act 1994 in relation to retail tenancy claims the Tribunal is to be constituted by:(a) the Divisional Head, or, if the Divisional Head is not available, a judicial member, and(b) if requested by a party to the proceedings, 2 other members, consisting of a member of a kind referred to in clause 1 (3) (b) and a member of a kind referred to in clause 1 (3) (c).(2) If proceedings relate partly to an unconscionable conduct claim and partly to a retail tenancy claim, for the purposes of hearing and determining those claims the Tribunal is to be constituted in accordance with clause 4.
4 Retail Leases Act 1994 (unconscionable conduct)
(1) For the purposes of exercising its functions under the Retail Leases Act 1994 in relation to unconscionable conduct claims the Tribunal is to be constituted by a Division member referred to in clause 1 (3) (a).(2) The Tribunal is to be assisted by 2 other members, in an advisory capacity only, consisting of a member of a kind referred to in clause 1 (3) (b) and a member of a kind referred to in clause 1 (3) (c).(3) A member assisting the Tribunal under this clause is not to adjudicate on any matter before the Tribunal.(4) The Tribunal may commence or continue to determine the proceedings or any part of the proceedings:(a) without the assistance of a member who is not available or has ceased to be available to assist in the proceedings, and(b) without the assistance of the members generally if, in the opinion of the Tribunal, the proceedings or part of the proceedings concern or concerns a question of law only.
Part 3C Revenue Division
Division 1 Composition of Division
1 Division members
(1) Subject to subclauses (2) and (3), the Revenue Division of the Tribunal is to be composed of the following members:(a) a Divisional Head,(b) such other members as may be assigned to the Division by or under this Act.(2) A member is not to be appointed as Divisional Head unless the Minister has consulted with the relevant Minister about the appointment.(3) The President is not to assign a member to the Division unless:(a) the Minister has consulted with the relevant Minister about the assignment, and(b) the Minister has advised the President of the result of the consultation.(4) In this clause:relevant Minister means the Minister administering the Taxation Administration Act 1996.
Division 2 Functions of Division
2 Functions allocated to Division
The functions of the Tribunal in relation to the following enactments are allocated to the Revenue Division of the Tribunal:
Part 3D Victims Support Division
Division 1 Composition of Division
1 Division members
(1) Subject to subclauses (2) and (3), the Victims Support Division of the Tribunal is to be composed of the following members:(a) a Divisional Head,(b) such other members as may be assigned to the Division by or under this Act.(2) A member is not to be appointed as Divisional Head unless the Minister has consulted with the relevant Minister about the appointment.(3) The President is not to assign a member to the Division unless:(a) the Minister has consulted with the relevant Minister about the assignment, and(b) the Minister has advised the President of the result of the consultation.(4) In this clause:relevant Minister means the Minister administering the Victims Rights and Support Act 2013.
Division 2 Functions of Division
2 Functions allocated to Division
The functions of the Tribunal in relation to the following enactments are allocated to the Victims Support Division of the Tribunal:
Part 4 General Division
Division 1 Composition of Division
1 Division members
(1) Subject to subclause (2), the General Division of the Tribunal is to be composed of the following members:(a) a Divisional Head,(b) such other members as may be assigned to the Division by or under this Act.(2) The regulations may make provision for or with respect to the assignment of members to the General Division and the qualifications for appointment of a Divisional Head for the Division.
Division 2 Functions of Division
2 Functions allocated to Division
(1) The functions of the Tribunal in relation to the following enactments (other than in relation to an external appeal) are allocated to the General Division of the Tribunal:(2) Any other function of the Tribunal in relation to an enactment that is not specifically allocated to another Division of the Tribunal by this Schedule is allocated to the General Division.
Division 3 Special requirements for constitution of Tribunal for certain allocated functions
3 Combat Sports Act 2008 (Reviewable decisions)
Applications made under section 59 of the Combat Sports Act 2008 are to be determined by the Tribunal constituted by 1 Division member of the General Division of the Tribunal who is a judicial member.
4 Education Act 1990 (Reviewable decisions)
Applications made under section 107 of the Education Act 1990 are to be determined by 3 Division members of the General Division of the Tribunal.
5 Government Information (Public Access) Act 2009 (Reviewable decisions and other functions)
Applications made under Division 4 of Part 5 of the Government Information (Public Access) Act 2009 are to be determined by 1 Division member of the General Division of the Tribunal who is a judicial member.
5A Local Government Act 1993 (Original decisions)
Applications made under section 329 of the Local Government Act 1993 are to be determined by 3 Division members of the General Division of the Tribunal.
6 Public Health Act 2010 (Review decisions and other matters)
(1) Applications made under section 64 of the Public Health Act 2010 are to be determined by one Division member of the General Division of the Tribunal who is a judicial member.(2) Applications made under section 7, 65 or 66 of that Act are to be determined by the Tribunal constituted by the following members:(a) 1 presidential judicial member who is a Division member,(b) 1 other judicial member (whether or not the member is a Division member),(c) 1 non-judicial member who is a Division member and who is a registered medical practitioner with experience in public health matters.
7 Veterinary Practice Act 2003 (Original decisions and reviewable decisions)
(1) For the purposes of exercising a function conferred or imposed on the Tribunal by or under the Act, the Tribunal is to be constituted by a Veterinary Disciplinary Panel.(2) A Veterinary Disciplinary Panel is to consist of the following Division members of the General Division of the Tribunal:(a) 1 Division member who is a judicial member, and(b) 1 Division member who is a non-judicial member and who is also a veterinary practitioner chosen from a panel of 20 veterinary practitioners approved by the Attorney General, and(c) 1 Division member who:(i) is a non-judicial member, and(ii) is not a veterinary practitioner, and(iii) was assigned to the Division on the recommendation of the relevant Minister to represent the interests of users of veterinary services.(3) In this clause:Board means the Veterinary Practitioners Board constituted under section 76 of the Act.relevant Minister means the Minister administering the Act.the Act means the Veterinary Practice Act 2003.
8 Security Industry Act 1997 (Reviewable decisions)
Applications made under section 29 of the Security Industry Act 1997 are to be determined by one Division member of the General Division of the Tribunal who is a judicial member.
10 Conveyancers Licensing Act 2003 (Original decisions)
For the purposes of a review under section 141 of the Conveyancers Licensing Act 2003, the Tribunal is to be constituted by 1 Division member of the General Division of the Tribunal who is a judicial member.
11 Architects Act 2003 (Original and reviewable decisions)
(1) For the purposes of exercising a function conferred or imposed on the Tribunal by or under the Act, the Tribunal is to be constituted by the following members:(a) 1 Division member who is a judicial member,(b) 1 Division member who is a non-judicial member and an architect,(c) 1 Division member who:(i) is a non-judicial member, and(ii) is not an architect, and(iii) was assigned to the Division on the recommendation of the relevant Minister to represent the interests of consumers of architectural services.(2) In this clause:architect has the same meaning as it has in the Act.relevant Minister means the Minister administering the Act.the Act means the Architects Act 2003.
sch 2: Am 1997 No 98, Sch 2 [1] [2]; 1997 No 157, Sch 1; 1998 No 48, Sch 1 [4] [5]; 1998 No 169, Sch 2.1 [2]; 1999 No 85, Sch 2.2 [1] [2]; 2000 No 33, Sch 1 [14]; 2000 No 97, Sch 4.1; 2000 No 72, Sch 1 [2]; 2001 No 53, Sch 2.1; 2002 No 119, Sch 3 [31] [32]; 2003 No 3, Sch 2.1 [1]–[6]; 2003 No 19, Sch 2.1; 2003 No 87, Sch 3.1 [1]–[5]; 2003 No 89, Sch 2.1; 2004 (584), cl 13 (am 2005 (420), Sch 1 [1]); 2004 No 79, Sch 3.2 [2] [3]; 2004 No 112, Sch 6.1; 2005 No 31, Sch 1 [1]; 2005 No 46, Sch 11.1 [5]–[16]; 2005 No 108, Sch 2.1; 2005 No 111, Sch 8; 2006 No 116, Sch 3.1; 2008 No 77, Sch 1 [45]–[53]; 2008 No 116, Sch 2.1 [1] [2]; 2009 No 49, Sch 2.1 [2]; 2009 No 54, Sch 2.2 [3]–[5]; 2010 No 63, Sch 1.1 [6]; 2010 No 127, Sch 4.1 [1] [2]; 2011 No 19, Sch 2.1; 2011 No 26, Sch 2.1; 2011 No 54, Sch 2.1; 2011 No 70, Sch 2.1; 2013 No 31, Sch 3.1; 2013 No 37, Sch 3.1 [2].
Schedule 3 Provisions relating to members of Tribunal
(Section 18)
1 Acting President
(1) If the President is absent from duty, the most senior Deputy President is to be Acting President unless the Minister makes an appointment under subclause (2).(2) The Minister may appoint a Deputy President to be Acting President during the absence of the President from duty.(3) The Minister may make any appointment for a particular absence or for any absence that occurs from time to time.(4) An Acting President has the functions of the President and anything done by an Acting President in the exercise of those functions has effect as if it had been done by the President.(5) In this clause, absence from duty includes a vacancy in the relevant office.
2 Terms of appointment
Subject to this Schedule and Part 2 of Chapter 2, a member holds office for a period not exceeding 3 years specified in the member’s instrument of appointment, but is eligible for re-appointment.
3 (Repealed)
4 Oaths
The regulations may make provision for the oaths to be taken by members of the Tribunal.
5 Protection and immunities of member
A member of the Tribunal has, in the performance of functions performed as a member, the same protection and immunities as a Judge of the Supreme Court.
6 Remuneration of members
(1) A member of the Tribunal appointed on a full-time basis is entitled to be paid:(a) remuneration in accordance with the Statutory and Other Offices Remuneration Act 1975, and(b) such travelling and subsistence allowances as the Minister may from time to time determine in respect of the member.(2) A member appointed on a part-time basis is entitled to be paid:(a) such remuneration as is determined by the Minister, and(b) such travelling and subsistence allowances as the Minister may from time to time determine in respect of the member.(3) A member is not, if a Judge of a New South Wales Court and while receiving remuneration as such a Judge, entitled to remuneration under this Act.(4) In this clause, Judge of a New South Wales Court includes a judicial officer.
7 Vacancy in office of President
(1) The President cannot be removed from office except by the Governor on an address from both Houses of Parliament in the same session seeking removal on the ground of proved misbehaviour or incapacity and in accordance with the applicable provisions of Parts 7 and 8 of the Judicial Officers Act 1986. However, simply because the President is removed from office under this subclause does not affect the person’s tenure as a judicial officer.(2) The President may be suspended or retired from office in accordance with the applicable provisions of Parts 7 and 8 of the Judicial Officers Act 1986.(3) If the President is suspended from office and is remunerated as such at the time of the suspension, he or she is entitled to be paid remuneration as President during the period of suspension at the current rate applicable to the office.(4) The office of President becomes vacant if the President:(a) dies, or(b) is removed from office or retires in accordance with this section, or(c) completes a term of office and is not re-appointed, or(d) resigns the office by instrument in writing addressed to the Governor, or(e) ceases to hold a judicial office referred to in section 17 (1).
8 Vacancy in office of member (other than President)
(1) The office of a member (other than the President) becomes vacant if the holder:(a) dies, or(b) completes a term of office and is not re-appointed, or(c) resigns the office by instrument in writing addressed to the Minister, or(d) is nominated for election as a member of the Legislative Council or of the Legislative Assembly or as a member of a House of Parliament or a legislature of another State or Territory or of the Commonwealth, or(e) becomes bankrupt, applies to take the benefit of any law for the relief of bankrupt or insolvent debtors, compounds with his or her creditors or makes an assignment of his or her remuneration for their benefit, or(f) becomes a mentally incapacitated person, or(g) is convicted in New South Wales of an offence that is punishable by imprisonment for 12 months or more or is convicted elsewhere than in New South Wales of an offence that, if committed in New South Wales, would be an offence so punishable, or(h) is removed from office under subclause (2).(2) The Governor may remove a member (other than the President) from office for incapacity, incompetence or misbehaviour.
8A Members and former members may complete unfinished matters
(1) This clause applies to a member (an affected member) dealing with any matters relating to proceedings before the Tribunal that have been heard or partly heard (or were otherwise the subject of deliberations) by the member if, during the proceedings, the member:(a) ceases to have a qualification specified by Schedule 2 for participation in the proceedings (a participation qualification) other than because of any of the following reasons:(i) misconduct or unsatisfactory conduct of the member,(ii) the mental incapacity of the member,(iii) the member becoming bankrupt or insolvent, oror both.(b) ceases to be a member of the Tribunal because of the expiration of the period of the member’s appointment,(2) An affected member may, despite becoming an affected member, complete or otherwise continue to deal with any matters in the proceedings concerned.(3) While completing or otherwise dealing with matters referred to in subclause (2), the affected member is taken to have and may exercise all the rights and functions of a member that the affected member had immediately before becoming an affected member.
9 Seniority of members
(1) The members of the Tribunal have seniority according to the following order of precedence:(a) the President,(b) the Divisional Heads, according to the days on which their instruments of appointment as such took effect or, if the instruments of appointment of 2 or more of them took effect on the same day, according to the precedence assigned to them by their instruments of appointment,(c) the Deputy Presidents (other than Deputy Presidents who are Divisional Heads), according to the days on which their commissions took effect or, if the commissions of 2 or more of them took effect on the same day, according to the precedence assigned to them by their commissions,(d) the non-presidential judicial members, according to the days on which their instruments of appointment took effect or, if the instruments of appointment of 2 or more of them took effect on the same day, according to the precedence assigned to them by their instruments of appointment,(e) non-judicial members, according to the days on which their instruments of appointment took effect or, if the instruments of appointment of 2 or more of them took effect on the same day, according to the precedence assigned to them by their instruments of appointment.(2) If a member is re-appointed under this Act, the member’s seniority is to be determined as if there had been no break in the member’s service.
10 Leave for members
(1) The entitlement of a member of the Tribunal to annual and other leave is to be as stated in the instrument of appointment as a member.(2) A member of the Tribunal may be granted leave:(a) in the case of the President by the Minister, and(b) in any other case by the President.(3) This clause is subject to clause 6.
11 Superannuation and leave—preservation of rights
(1) In this clause:eligible member means a member of the Tribunal who, immediately before becoming such a member, was a public servant or an officer or employee of a public authority declared by an Act or proclamation to be an authority to which this clause applies.superannuation scheme means a scheme, fund or arrangement under which any superannuation or retirement benefits are provided and which is established by or under an Act.(2) An eligible member:(a) may continue to contribute to any superannuation scheme to which he or she was a contributor immediately before becoming an eligible member, andas if he or she had continued to be such a contributor during service as a member of the Tribunal.(b) is entitled to receive any payment, pension or gratuity accrued or accruing under the scheme,(3) Service by the eligible member as a member of the Tribunal is taken to be service as an officer in his or her previous employment for the purposes of any law under which the member continues to contribute to the scheme or by which an entitlement under the scheme is conferred.(4) The eligible member is to be regarded as an officer or employee, and the State is to be regarded as the employer, for the purposes of the scheme.(5) This section ceases to apply to the eligible member if he or she becomes a contributor to another superannuation scheme, but the eligible member is not prevented from receiving a resignation benefit from the first superannuation scheme.(6) An eligible member retains any rights to annual leave, extended or long service leave and sick leave accrued or accruing in his or her previous employment.(7) An eligible member is not entitled to claim, under both this Act and any other Act, dual benefits of the same kind for the same period of service.
12 Provisions where Judge is holding office as member
(1) The appointment of a person who is the holder of a judicial office as a member or service by a person who is the holder of a judicial office as a member does not affect:(a) the person’s tenure of that judicial office, or(b) the person’s rank, title, status, remuneration or other rights or privileges as the holder of that judicial office.(2) The person’s service as a member is, for all purposes, taken to be service as the holder of that judicial office.(3) In this clause:judicial office means an office of a Judge of a court of New South Wales (including a judicial officer).
12A Provisions where President holding office as member of another tribunal
(1) Nothing in any Act or other law operates to disqualify:(a) a state tribunal member from also being appointed and holding office as President of the Tribunal, or(b) the President of the Tribunal from also being appointed and holding office as a state tribunal member.(2) However, if the President of the Tribunal is appointed to or holds office as a state tribunal member, the latter office is taken to be a part-time office only despite any provision made by or under any Act or other law:(a) requiring the holder of the office to devote the whole of his or her time to the duties of that office, or(b) prohibiting the person from engaging in employment outside the duties of that office.(3) If the President of the Tribunal also holds office as a state tribunal member, the President is not entitled to any remuneration payable in respect of that office by or under any Act. However, nothing in this clause affects any other right of the President to remuneration that is conferred or recognised by this Act.(4) In this clause:state tribunal member means a member of any tribunal (other than the Tribunal) established by an Act of the Parliament of New South Wales.
13 Delegations by the President
The President may:(a) delegate to another judicial member any of the functions of the President, orother than this power of delegation.(b) delegate to the Registrar, a Deputy Registrar or any other member of staff of the Tribunal any of the functions of the President prescribed by the regulations or the rules of the Tribunal,Note—Section 49 of the Interpretation Act 1987 contains general provisions relating to the delegations of functions.
14 Disclosure of pecuniary and other interests
(1) If a member is, or is to be, a member of the Tribunal as constituted for the purposes of proceedings and the member has or acquires an interest (pecuniary or otherwise) that could conflict with the proper performance of the functions of the member in relation to the proceedings:(a) the member must disclose the nature of the interest to the parties to the proceedings, and(b) the member must not take part in the proceedings or exercise any powers in relation to the making by the Tribunal of the decision to which the proceedings relate unless all of the parties to the proceedings consent to it.(2) If the President becomes aware that a member is, or is to be, a member of the Tribunal as constituted for the purposes of proceedings and that the member has in relation to the proceedings an interest referred to in subclause (1):(a) if the President considers that the member should not take part, or should not continue to take part, in the proceedings, the President is to give a direction to the member accordingly, or(b) in any other case, the President is to cause the interest of the member to be disclosed to the parties to the proceedings where the interest has not already been disclosed under subclause (1).(3) For the purposes of this clause, the expertise or experience of a member in relation to a class of matters in relation to which the Tribunal has jurisdiction does not constitute an interest that could conflict with the proper performance of the functions of the member.(4) A failure to comply with this clause does not affect the validity of any decision made by the Tribunal.
15 Effect of other Acts
(1) The Public Sector Employment and Management Act 2002 does not apply to the appointment of a member, and the holder of the office is not, as holder, subject to that Act.(2) If by or under any Act provision is made:(a) requiring a person who is the holder of a specified office to devote the whole of his or her time to the duties of that office, orthe provision does not operate to disqualify the person from holding that office and also the office of a part-time member or from accepting and retaining any remuneration payable to the person under this Act as a part-time member.(b) prohibiting the person from engaging in employment outside the duties of that office,
16 Application of Schedule to acting members
(1) Subject to subclause (2), all of the provisions of this Schedule apply to acting members.(2) Clause 2 does not apply to an appointment by or under section 14.(3) In this clause, acting member means a person appointed by or under this Act to act as a member.
sch 3: Am 1997 No 141, Sch 1.1 [10] [11]; 1998 No 48, Sch 1 [6] [7]; 1998 No 156, Sch 1 [25]; 1999 No 94, sec 7 (3) and Sch 5, Part 3; 2000 No 33, Sch 1 [15]; 2008 No 77, Sch 1 [54] [55].
Schedule 4 Provisions relating to assessors of Tribunal
(Section 29 (3))
1 Terms of office
Subject to this Act, an assessor holds office, for such period (not exceeding 7 years) as may be specified in the assessor’s instrument of appointment, but is eligible (if otherwise qualified) for re-appointment.
2 Remuneration of assessors
(1) An assessor appointed on a full-time basis is entitled to be paid:(a) remuneration in accordance with the Statutory and Other Offices Remuneration Act 1975, and(b) such travelling and subsistence allowances as the Minister may from time to time determine in respect of the member.(2) An assessor appointed on a part-time basis is entitled to be paid:(a) such remuneration as is determined by the Minister, and(b) such travelling and subsistence allowances as the Minister may from time to time determine in respect of the member.
3 Protection and immunities of assessor
An assessor of the Tribunal has, in the performance of functions performed as an assessor, the same protection and immunities as a Judge of the Supreme Court.
4 Effect of certain other Acts
(1) The provisions of the Public Sector Employment and Management Act 2002 do not apply to or in respect of the appointment of an assessor and an assessor is not, as an assessor, subject to that Act.(2) If by or under any Act provision is made:(a) requiring a person who is the holder of a specified office to devote the whole of his or her time to the duties of that office, orthat provision does not operate to disqualify the person from holding that office and also the office of an assessor appointed on a part-time basis or, subject to subclause (3), from accepting and retaining any remuneration payable to the person under this Act as an assessor appointed on a part-time basis.(b) prohibiting a person from engaging in employment outside the duties of that office,(3) Subclause (2) does not operate to authorise an officer of a court to accept or retain any remuneration payable to the officer as an assessor.
5 Leave of assessors
(1) An assessor, if appointed on a full-time basis, is entitled to such leave:(a) as is determined by the Minister, or(b) as may be specified in respect of the assessor in the assessor’s instrument of appointment.(2) Leave may be determined or specified as referred to in subclause (1) by reference to the leave entitlement of the holder of any other office or class of office.
6 Removal from office
The Minister may remove an assessor from office at any time.
7 Vacation of office
An assessor vacates office if the assessor:(a) dies, or(b) completes a term of office and is not re-appointed, or(c) resigns the office by instrument in writing addressed to the Minister, or(d) becomes a mentally incapacitated person, or(e) is removed from office by the Minister under clause 6.
8 Disclosure of pecuniary and other interests
(1) If an assessor is, or is to be, an assessor of the Tribunal for the purposes of proceedings before the Tribunal and the assessor has or acquires an interest (pecuniary or otherwise) that could conflict with the proper performance of the functions of the assessor in relation to the proceedings:(a) the assessor must not take part in the proceedings or exercise any powers in relation to the proceedings, and(b) must disclose the nature of the interest to the President.(2) For the purposes of this clause, the expertise or experience of an assessor in relation to a class of matters in relation to which the Tribunal has jurisdiction does not constitute an interest that could conflict with the proper performance of the functions of the assessor.
9 Application of Schedule to acting assessors
(1) Subject to subclause (2), all of the provisions of this Schedule apply to acting assessors.(2) Clause 1 does not apply to an appointment of an acting assessor for the purpose of particular proceedings.(3) In this clause, acting assessor means a person appointed under this Act to act as an assessor.
sch 4: Am 2008 No 77, Sch 1 [56].
Schedule 5 Savings and transitional provisions
(Section 144)
Part 1 General
1 Regulations
(1) The regulations may contain provisions of a savings or transitional nature consequent on the enactment of the following Acts:this ActGuardianship and Protected Estates Legislation Amendment Act 2002, to the extent that it amends this ActCourts Legislation Amendment Act 2005, to the extent that it amends this ActCourts Legislation Amendment Act 2010, to the extent that it amends this Act(2) Any such provision may, if the regulations so provide, take effect from the date of assent to the Act concerned or a later date.(3) To the extent to which any such provision takes effect from a date that is earlier than the date of its publication in the Gazette, the provision does not operate so as:(a) to affect, in a manner prejudicial to any person (other than the State or an authority of the State), the rights of that person existing before the date of its publication, or(b) to impose liabilities on any person (other than the State or an authority of the State) in respect of anything done or omitted to be done before the date of its publication.
Part 2 Provisions consequent on enactment of Administrative Decisions Legislation Amendment Act 1997
Division 1 Interpretation
2 Definitions
In this Part:abolished body means each of the following:(a) the Boxing Appeals Tribunal,(b) the Community Services Appeals Tribunal,(c) the Equal Opportunity Tribunal,(d) the Legal Services Tribunal,(e) the Schools Appeals Tribunal,(f) the Veterinary Surgeons Disciplinary Tribunal.ADT means the Administrative Decisions Tribunal established by this Act.amending Act means the Administrative Decisions Legislation Amendment Act 1997.Boxing Appeals Tribunal means the Boxing Appeals Tribunal as continued by section 28 of the Boxing and Wrestling Control Act 1986 immediately before the commencement of Schedule 4.1 to the amending Act.Community Services Appeals Tribunal means the Community Services Appeals Tribunal as constituted by section 92 of the Community Services (Complaints, Appeals and Monitoring) Act 1993 immediately before the commencement of Schedule 1.6 [6] to the amending Act.Equal Opportunity Tribunal means the Equal Opportunity Tribunal as constituted by section 69B of the Anti-Discrimination Act 1977 immediately before the commencement of Schedule 2.1 to the amending Act.Legal Services Tribunal means the Legal Services Tribunal constituted by section 162 of the Legal Profession Act 1987 as constituted immediately before the commencement of Schedule 3.3 to the amending Act.relevant amending Schedule, in relation to an abolished body, means the Schedule (or part of the Schedule) to the amending Act on the commencement of which the abolished body is abolished under Division 2.Schools Appeals Tribunal means the Schools Appeals Tribunal as constituted by section 107 of the Education Reform Act 1990 immediately before the commencement of Schedule 4.2 to the amending Act.Veterinary Surgeons Disciplinary Tribunal means the Veterinary Surgeons Disciplinary Tribunal as constituted by section 25 of the Veterinary Surgeons Act 1986 immediately before the commencement of Schedule 4.3 to the amending Act.
Division 2 Provisions relating to particular abolished bodies and positions
3 Boxing Appeals Tribunal
(1) The Boxing Appeals Tribunal is abolished on the commencement of Schedule 4.1 to the amending Act.(2) On the abolition of the Boxing Appeals Tribunal, any person holding office as a member of the Tribunal immediately before its abolition by this Act:(a) ceases to hold office as a member of that Tribunal, and(b) is eligible (if otherwise qualified) to be appointed as a member of the ADT, and(c) is not entitled to any compensation by reason of ceasing to hold office as a member of the Tribunal.(3) A reference in another Act (other than the amending Act), in an instrument made under an Act or in any document to the Boxing Appeals Tribunal is to be read as a reference to the ADT constituted in accordance with any applicable provisions of Schedule 2 to this Act relating to the Boxing and Wrestling Control Act 1986.
4 Community Services Appeals Tribunal
(1) The Community Services Appeals Tribunal is abolished on the commencement of Schedule 1.6 [6] to the amending Act.(2) On the abolition of the Community Services Appeals Tribunal:(a) the person holding office as President of the Tribunal immediately before its abolition is by this Act:(i) appointed as a part-time Deputy President of the ADT, and(ii) appointed as the Divisional Head of the Community Services Division of the ADT, and(b) the person holding office as Deputy President of the Tribunal immediately before its abolition is by this Act:(i) appointed as a part-time non-presidential judicial member of the ADT, and(ii) assigned to the Community Services Division of the ADT, and(c) any other person who was holding office as a member of the Tribunal immediately before its abolition is by this Act:(i) appointed as a part-time non-judicial member of the ADT, and(ii) assigned to the Community Services Division of the ADT.(3) Any such person who was holding office for a specified term is taken to have been appointed to the new office for the balance of that term of office.(4) A reference in another Act (other than the amending Act), in an instrument made under an Act or in any document to the Community Services Appeals Tribunal is to be read as a reference to the ADT constituted in accordance with any applicable provisions of Schedule 2 to this Act relating to the Community Services (Complaints, Appeals and Monitoring) Act 1993.
5 Equal Opportunity Tribunal
(1) The Equal Opportunity Tribunal is abolished on the commencement of Schedule 2.1 to the amending Act.(2) On the abolition of the Equal Opportunity Tribunal:(a) the person holding office as the senior judicial member of the Tribunal immediately before its abolition is by this Act:(i) appointed as a part-time Deputy President of the ADT, and(ii) appointed as the Divisional Head of the Equal Opportunity Division of the ADT, and(b) any other person holding office as a judicial member of the Tribunal immediately before its abolition is by this Act:(i) appointed as a part-time non-presidential judicial member of the ADT, and(ii) assigned to the Equal Opportunity Division of the ADT, and(c) any person who was holding office as a non-judicial member of the Tribunal immediately before its abolition is by this Act:(i) appointed as a part-time non-judicial member of the ADT, and(ii) assigned to the Equal Opportunity Division of the ADT.(3) Any such person who was holding office for a specified term is taken to have been appointed to the new office for the balance of that term of office.(4) A reference in another Act (other than the amending Act), in an instrument made under an Act or in any document to the Equal Opportunity Tribunal is to be read as a reference to the ADT constituted in accordance with any applicable provisions of Schedule 2 to this Act relating to the Anti-Discrimination Act 1977.
6 Legal Services Tribunal
(1) The Legal Services Tribunal is abolished on the commencement of Schedule 3.3 to the amending Act.(2) On the abolition of the Legal Services Tribunal:(a) the person holding office as President of the Tribunal immediately before its abolition is by this Act:(i) appointed as a part-time Deputy President of the ADT, and(ii) appointed as the Divisional Head of the Legal Services Division of the ADT, and(b) any existing barrister member of the Tribunal is by this Act:(i) appointed as a part-time non-presidential judicial member of the ADT, and(ii) assigned to the Legal Services Division of the ADT, and(iii) taken to be a barrister member of the Legal Services Division, and(c) any existing solicitor member of the Tribunal is by this Act:(i) appointed as a part-time non-presidential judicial member of the ADT, and(ii) assigned to the Legal Services Division of the ADT, and(iii) taken to be a solicitor member of the Legal Services Division, and(d) any existing licensee member of the Tribunal is by this Act:(i) appointed as a part-time non-judicial member of the ADT, and(ii) assigned to the Legal Services Division of the ADT, and(iii) taken to be a licensee member of the Legal Services Division, and(e) any existing lay member of the Tribunal is by this Act:(i) appointed as a part-time non-judicial member of the ADT, and(ii) assigned to the Legal Services Division of the ADT, and(iii) taken to be a lay member of the Legal Services Division.(3) Any such person who was holding office for a specified term is taken to have been appointed to the new office for the balance of that term of office.(4) A reference in another Act (other than the amending Act), in an instrument made under an Act or in any document to the Legal Services Tribunal is to be read as a reference to the ADT constituted in accordance with any applicable provisions of Schedule 2 to this Act relating to the Conveyancers Licensing Act 1995 or the Legal Profession Act 1987.(5) In this clause:barrister member of the Legal Services Division has the same meaning as it has in Part 3 of Schedule 2.existing barrister member means a person holding office as a barrister member of the Legal Services Tribunal immediately before its abolition by this Act.existing lay member means any person holding office as lay member of the Legal Services Tribunal immediately before its abolition by this Act.existing licensee member means any person holding office as licensee member (within the meaning of the Conveyancers Licensing Act 1995 immediately before it was amended by the amending Act) of the Legal Services Tribunal immediately before its abolition by this Act.existing solicitor member means any person holding office as a solicitor member of the Legal Services Tribunal immediately before its abolition by this Act.lay member of the Legal Services Division has the same meaning as it has in Part 3 of Schedule 2.licensee member of the Legal Services Division has the same meaning as it has in Part 3 of Schedule 2.solicitor member of the Legal Services Division has the same meaning as it has in Part 3 of Schedule 2.
7 Schools Appeals Tribunal
(1) The Schools Appeals Tribunal is abolished on the commencement of Schedule 4.2 to the amending Act.(2) On the abolition of the Schools Appeals Tribunal, any person holding office as a member of the Tribunal immediately before its abolition is by this Act appointed as a part-time non-judicial member of the ADT.(3) Any such person who was holding office for a specified term is taken to have been appointed to the new office for the balance of that term of office.(4) A reference in another Act (other than the amending Act), in an instrument made under an Act or in any document to the Schools Appeals Tribunal is to be read as a reference to the ADT constituted in accordance with any applicable provisions of Schedule 2 relating to the Education Reform Act 1990.
8 Veterinary Surgeons Disciplinary Tribunal
(1) The Veterinary Surgeons Disciplinary Tribunal is abolished on the commencement of Schedule 4.3 to the amending Act.(2) On the abolition of the Veterinary Surgeons Disciplinary Tribunal:(a) any person holding office as a chairperson:(i) ceases to hold office as a member of that Tribunal, and(ii) is eligible (if otherwise qualified) to be appointed as a member of the ADT, and(iii) is not entitled to any compensation by reason of ceasing to hold office as a member of the Tribunal, and(b) any other person holding office as a member of the Tribunal is appointed as a part-time non-judicial member of the ADT and is assigned to the General Division of the ADT.(3) Any person referred to in subclause (2) (b) who was holding office for a specified term is taken to have been appointed to the new office for the balance of that term of office.(4) A reference in another Act (other than the amending Act), in an instrument made under an Act or in any document to the Veterinary Surgeons Disciplinary Tribunal is to be read as a reference to the ADT constituted in accordance with any applicable provisions of Schedule 2 to this Act relating to the Veterinary Surgeons Act 1986.
8A Commencement of abolition provisions of amending Act for the purposes of this Schedule
For the avoidance of doubt, Schedules 2.1, 3.3, 4.1, 4.2 and 4.3 to the amending Act are taken, for the purposes of this Schedule only, to have commenced on 6 October 1998.
Division 3 Provisions relating to the jurisdiction transferred from courts to the ADT
9 Pending court proceedings
(1) This clause applies to proceedings before a court that:(a) were instituted before the commencement of any relevant amendment, and(b) have not been finally determined by the court before that commencement.(2) Proceedings to which this clause applies are to be determined as if this Act and the amending Act had not been enacted.(3) Accordingly, any rules, regulations or other law that would have been applicable to the proceedings had this Act and the amending Act not been enacted continue to apply to the proceedings as if neither Act had been enacted.(4) In this clause:relevant amendment means an amendment made to another Act by the amending Act the effect of which is to confer jurisdiction on the ADT to determine any matter that, immediately before the commencement of that amendment, could have been determined by the court concerned.
Division 4 General provisions
10 Issue of replacement commission or other instrument of appointment
(1) The Governor may issue an appropriate commission under the public seal of the State to a person who is appointed to a new office under this Part as a Deputy President or Divisional Head of the ADT. The appointment is effective whether or not such a commission is issued.(2) The Minister may issue an appropriate instrument of appointment to a person who is appointed to a new office under this Part as a non-presidential judicial member or non-judicial member of the ADT. The appointment is effective whether or not such an instrument is issued.
11 Transitional arrangements pending making of rules of Commission
Until rules of the ADT are in force with respect to any matter for which rules may be made, the regulations may make provision with respect to that matter.
(1) Until the Rules of the ADT provide otherwise and subject to this Act, the Legal Services Tribunal Rules 1995 as in force immediately before the abolition of the Legal Services Tribunal continue in force as the rules of the ADT in respect of matters before the Legal Services Division of the Tribunal.(2) References in the Legal Services Tribunal Rules 1995 to the Legal Services Tribunal are to be read as references to the ADT.(3) Nothing in this clause prevents the future amendment or repeal of the rules.
13 Regulations made under substantially re-enacted provisions continue in force
(1) Subject to this clause, a regulation in force immediately before the commencement of a relevant amendment to the provision under which the regulation was made continues to have effect as a regulation made under the provision (as amended).(2) Any reference in a regulation continued in force under subclause (1):(a) to a court or tribunal from which jurisdiction is to be transferred to the ADT is to be read as a reference to the ADT, and(b) to an appeal, complaint or other application to the court or tribunal is to be read as a reference to an application to the ADT.(3) Nothing in this clause prevents the future amendment or repeal of any such regulation.(4) In this clause, relevant amendment means an amendment made to any provision of another Act by the amending Act the effect of which is:(a) to substantially re-enact the provision of the other Act, or(b) to otherwise amend the provision by removing references to any court or tribunal and replacing them with references to the ADT.
14 Pending proceedings before an abolished body
(1) If proceedings were commenced but not heard by an abolished body before its abolition, the proceedings are taken to have been duly commenced in the ADT.(2) If an abolished body had commenced to hear (but had not determined) a matter before its abolition, the person or persons hearing the matter:(a) are to continue to hear the matter, and to determine the matter, sitting as the ADT, and(b) have and may exercise, while sitting as the ADT under this clause, all the functions that the abolished body had immediately before its abolition.(2A) A decision made under this clause is taken to be an appealable decision for the purposes of Part 1 of Chapter 7.(3) This clause applies despite any contrary provision of this Act.
14A Appeals to courts from decision of abolished bodies
(1) This clause applies to a decision of an abolished body in respect of which:(a) an appeal to a court under a provision of another Act could have been lodged immediately before the commencement of the amendment of the provision by an appeal amendment, and(b) no such appeal was pending before the court immediately before the commencement of the appeal amendment.(2) Despite anything in section 30 of the Interpretation Act 1987 or any other law, no appeal lies from a decision to which this clause applies to the court that, immediately before the commencement of the appeal amendment, had jurisdiction to hear and determine an appeal from such a decision.(3) However:(a) a decision to which this clause applies is taken to be an appealable decision of the ADT for the purposes of Part 1 of Chapter 7, and(b) a party to the proceedings before the abolished body concerned is taken to have been a party to proceedings in which an appealable decision of the ADT was made.(4) In this clause, appeal amendment means an amendment to a provision of another Act by the amending Act the effect of which is to remove a right to appeal to a court from a decision of an abolished body.
15 Orders
(1) An order made under another Act by an abolished body, being an order having effect immediately before the abolition of the abolished body, is taken to be an order made by the ADT under the corresponding provision of that Act (as amended by the relevant amending Schedule) or this Act (as the case may be).(2) Any application for an order made to an abolished body under another Act and not determined immediately before the commencement of the relevant amending schedule is to continue to be dealt with as if made under this Act (but only if there is a corresponding provision of this Act under which the order could be made).(3) This clause is subject to the other provisions of this Schedule.
16 Expiration of current period
If, for any purpose, time had commenced to run under a provision of another Act in relation to an abolished body before, but had not expired before, the commencement of the relevant amending Schedule, it expires for the corresponding purpose under that Act (as amended by the relevant amending Schedule) or this Act, as the case may be, at the time at which it would have expired if the provision had not been amended by the relevant amending Schedule.
17 General savings
(1) If anything done or commenced under another Act in relation to an abolished body before the abolition of that body and still having effect or not completed immediately before that abolition could have been done or commenced under that Act (as amended by the relevant amending Schedule) or this Act if the relevant amending Schedule or this Act had been in force when the thing was done or commenced:(a) the thing done continues to have effect, or(b) the thing commenced may be completed, as if it had been done or commenced under the other Act (as amended) or this Act.(2) This clause is subject to any express provision of this Act on the matter.
Part 3 Provisions consequent on enactment of Administrative Decisions Tribunal Legislation Amendment Act 1998
18 Definitions
In this Part:ADT means the Administrative Decisions Tribunal established by this Act.amending Act means the Administrative Decisions Tribunal Legislation Amendment Act 1998.
19 Pending court proceedings
(1) This clause applies to proceedings before a court that:(a) were instituted before the commencement of any relevant amendment, and(b) have not been finally determined by the court before that commencement.(2) Proceedings to which this clause applies are to be determined as if this Act and the amending Act had not been enacted.(3) Accordingly, any rules, regulations or other law that would have been applicable to the proceedings had this Act and the amending Act not been enacted continue to apply to the proceedings as if neither Act had been enacted.(4) In this clause:court includes any tribunal, person or body authorised to determine any appeal.relevant amendment means an amendment made to another Act by the amending Act the effect of which is to confer jurisdiction on the ADT to determine any matter that, immediately before the commencement of that amendment, could have been determined by the court concerned.
20 Regulations made under substantially re-enacted provisions continue in force
(1) Subject to this clause, a regulation in force immediately before the commencement of a relevant amendment to the provision under which the regulation was made continues to have effect as a regulation made under the provision (as amended).(2) Any reference in a regulation continued in force under subclause (1):(a) to a court or tribunal from which jurisdiction is to be transferred to the ADT is to be read as a reference to the ADT, and(b) to an appeal, complaint or other application to the court or tribunal is to be read as a reference to an application to the ADT.(3) Nothing in this clause prevents the future amendment or repeal of any such regulation.(4) In this clause, relevant amendment means an amendment made to any provision of another Act by the amending Act the effect of which is:(a) to substantially re-enact the provision of the other Act, or(b) to otherwise amend the provision by removing references to any court or tribunal and replacing them with references to the ADT.
Part 4 Provisions consequent on enactment of Administrative Decisions Tribunal Legislation Further Amendment Act 1998
21 Definitions
In this Part:amending Act means the Administrative Decisions Tribunal Legislation Further Amendment Act 1998.ADT means the Administrative Decisions Tribunal established by this Act.
22 Pending court proceedings
(1) This clause applies to proceedings before a court that:(a) were instituted before the commencement of any relevant amendment, and(b) have not been finally determined by the court before that commencement.(2) Proceedings to which this clause applies are to be determined as if this Act and the amending Act had not been enacted.(3) Accordingly, any rules, regulations or other law that would have been applicable to the proceedings had this Act and the amending Act not been enacted continue to apply to the proceedings as if neither Act had been enacted.(4) In this clause:court includes any tribunal, person or body authorised to determine any appeal.relevant amendment means an amendment made to another Act by the amending Act the effect of which is to confer jurisdiction on the ADT to determine any matter that, immediately before the commencement of that amendment, could have been determined by the court concerned.
23 Regulations made under substantially re-enacted provisions continue in force
(1) Subject to this clause, a regulation in force immediately before the commencement of a relevant amendment to the provision under which the regulation was made continues to have effect as a regulation made under the provision (as amended).(2) Any reference in a regulation continued in force under subclause (1):(a) to a person, court or tribunal from which jurisdiction is to be transferred to the ADT is to be read as a reference to the ADT, and(b) to an appeal, complaint or other application to the person, court or tribunal is to be read as a reference to an application to the ADT.(3) Nothing in this clause prevents the future amendment or repeal of any such regulation.(4) In this clause, relevant amendment means an amendment made to any provision of another Act by the amending Act the effect of which is:(a) to substantially re-enact the provision of the other Act, or(b) to otherwise amend the provision by removing references to any person, court or tribunal and replacing them with references to the ADT.
24 Pending proceedings in a Division of ADT on re-allocation of function
(1) This clause applies to proceedings:(a) that are pending in the General Division of the ADT immediately before the commencement of Schedule 1 [22] to the amending Act, and(b) that relate to applications made to the ADT under the Environmental Planning and Assessment Act 1979, Security Industry Act 1997 or Veterinary Surgeons Act 1986.(2) Proceedings to which this clause apply are to be determined in the General Division in accordance with the provisions of Part 4 of Schedule 2 to this Act as in force immediately before the commencement of Schedule 1 [22] to the amending Act.
25 Appointments of Divisional Heads not affected
The amendments made to section 16 of this Act by the amending Act do not affect the validity of any appointment of a Divisional Head made under that section before its amendment.
26 Assignment of members to Divisions not affected
The amendments made to section 21 of this Act by the amending Act do not affect the validity of any assignment of a member to a Division made under that section before its amendment.
Part 5 Provisions consequent on enactment of Retail Leases Amendment Act 1998
27 Definitions
In this Part:amending Act means the Retail Leases Amendment Act 1998.ADT means the Administrative Decisions Tribunal established by this Act.
28 Pending court proceedings
(1) This clause applies to proceedings before a tribunal or court concerning a retail tenancy dispute that:(a) were instituted before the commencement of any relevant amendment, and(b) have not been finally determined by the tribunal or court before that commencement.(2) Proceedings to which this clause applies are to be determined as if this Act and the amending Act had not been enacted.(3) Accordingly, any rules, regulations or other law that would have been applicable to the proceedings had this Act and the amending Act not been enacted continue to apply to the proceedings as if neither Act had been enacted.(4) In this clause:relevant amendment means an amendment made to another Act by the amending Act the effect of which is to confer jurisdiction on the ADT to determine any matter that, immediately before the commencement of that amendment, could have been determined by the court concerned.
Part 6 Provisions consequent on enactment of Administrative Decisions Tribunal Legislation Amendment Act 2000
29 Definitions
In this Part:amending Act means the Administrative Decisions Tribunal Legislation Amendment Act 2000.
30 Amending Act does not apply to or affect existing proceedings and other matters under this Act
(1) The amending Act does not apply to or affect:(a) any internal review that has not been completed (or a right to seek an internal review arising) under section 53 of this Act immediately before the commencement of Schedule 1 [5] to the amending Act, and(b) any appeal to an Appeal Panel that has not been heard or completed (or any right to so appeal arising) immediately before the commencement of Schedule 1 [1] to the amending Act, and(c) any order made under section 75 (2) (b) of this Act before the commencement of Schedule 1 [11] to the amending Act that is in force immediately before that commencement, and(d) an offence under section 126 of this Act that was committed or is alleged to have been committed (or any proceedings for any such offence that were commenced but have not been finally determined) before the commencement of Schedule 1 [13] to the amending Act, and(e) any application to the Tribunal for a review under the Dangerous Goods Act 1975 that has not been heard or completed (or any right to so apply arising) immediately before the commencement of Schedule 2.2 to the amending Act.(2) Accordingly, any rules, regulations or other law that would have been applicable to a matter referred to in subclause (1) (a)–(e) had the amending Act not been enacted continue to apply to that matter as if the amending Act had not been enacted.
31 Pending proceedings in a Division of ADT on re-allocation of function
(1) This clause applies to proceedings:(a) that are pending in the General Division of the ADT immediately before the commencement of Schedule 1 [14] to the amending Act, and(b) that relate to applications made to the ADT under the Adoption of Children Act 1965 or the Child Protection (Prohibited Employment) Act 1998.(2) Proceedings to which this clause apply are to be determined in the General Division in accordance with the provisions of Part 4 of Schedule 2 to this Act as in force immediately before the commencement of Schedule 1 [14] to the amending Act.
Part 7 Provisions consequent on enactment of Administrative Decisions Tribunal Legislation Amendment (Revenue) Act 2000
32 Definitions
In this Part:amending Act means the Administrative Decisions Tribunal Legislation Amendment (Revenue) Act 2000.existing tax objection determination means the determination of an objection by the Chief Commissioner of State Revenue under Division 1 of Part 10 of the Taxation Administration Act 1996 before the repeal of the repealed appeal provisions by the amending Act.new review provisions means Division 2 of Part 10 of the Taxation Administration Act 1996 as inserted by the amending Act.repealed appeal provisions means Division 2 of Part 10 of the Taxation Administration Act 1996 as in force immediately before the commencement of the new review provisions.revenue amendments means the amendments made to the Taxation Administration Act 1996, the Land and Environment Court Act 1979 and the Land Tax Management Act 1956 by the amending Act.
33 Amending Act applies to certain existing tax objection determinations
(1) This clause applies to any existing tax objection determination in respect of which:(a) an appeal to the Supreme Court could have been lodged under the repealed appeal provisions immediately before the repeal of those provisions by the amending Act, and(b) no such appeal was lodged with the Supreme Court immediately before that repeal.(2) No appeal lies to the Supreme Court under the repealed appeal provisions in respect of an existing tax objection determination to which this clause applies.(3) However, the new review provisions apply to any such determination as if those provisions had been in force at the time the determination was made under the Taxation Administration Act 1996.
34 Amending Act applies to certain appeal proceedings before Supreme Court
(1) This clause applies to an appeal in respect of an existing tax objection determination that was pending before (but not heard by) the Supreme Court under the repealed appeal provisions immediately before the repeal of those provisions by the amending Act.(2) The new review provisions apply to an appeal to which this clause applies instead of the repealed appeal provisions.(3) For the purposes of subclause (2), an appeal to which this clause applies is taken to be an application for review by the Supreme Court that was duly made under the new review provisions. Accordingly, the Supreme Court may determine or otherwise deal with the appeal as if it were an application for review made to it under the new review provisions.
35 Amending Act does not apply to or affect certain matters
(1) Subject to this Part, this Act and the revenue amendments do not apply to or affect:(a) any determination of a taxpayer’s objection made by the Chief Commissioner of State Revenue under the Taxation Administration Act 1996 before the commencement of the revenue amendments, and(b) any right to appeal to the Land and Environment Court under section 38A of the Land Tax Management Act 1956 that accrued before that commencement, and(c) any other proceedings that were instituted before the commencement of the revenue amendments and have not been finally determined by a court before that commencement.(2) Subject to this Part, any rules, regulations or other law that would have been applied to any determination, appeal right or proceedings referred to in subclause (1) had this Act and the amending Act not been enacted continue to apply to the objection, appeal right or proceedings as if this Act and the amending Act had not been enacted.
Part 8 Provisions consequent on enactment of Administrative Decisions Tribunal Amendment Act 2004
36 Definitions
In this Part:amending Act means the Administrative Decisions Tribunal Amendment Act 2004.appeal abolition date, in relation to a right to appeal to an Appeal Panel, means:(a) in relation to appeals against decisions of the Tribunal under the Architects Act 2003—the day on which Part 4A of that Act (as inserted by the amending Act) commences, and(b) in relation to appeals against decisions of the Tribunal under the Surveying Act 2002—the day on which Part 6A of that Act (as inserted by the amending Act) commences, and(c) in relation to appeals against decisions of the Tribunal under the Veterinary Practice Act 2003—the day on which Part 9A of that Act (as inserted by the amending Act) commences, and(d) in relation to appeals against decisions of the Tribunal under the Veterinary Surgeons Act 1986—the day on which Part 6B of that Act (as inserted by the amending Act) commences.existing right to appeal means a right to appeal to an Appeal Panel against a decision of the Tribunal that was in existence immediately before the appeal abolition date for that right (whether or not that right was exercised before that date).
37 Pending proceedings before an Appeal Panel
(1) This clause applies to proceedings before an Appeal Panel of the Tribunal that:(a) were instituted in exercise of an existing right to appeal, and(b) have not been finally determined by the Appeal Panel before the appeal abolition date for that appeal right.(2) Subject to clause 39, proceedings to which this clause applies are to be determined as if the amending Act had not been enacted.(3) Accordingly, any rules, regulations or other law that would have been applicable to the proceedings had the amending Act not been enacted continue to apply to the proceedings as if the amending Act had not been enacted.
38 Existing rights of appeal to Appeal Panel
(1) This clause applies to an existing right to appeal that had not been exercised before the appeal abolition date.(2) No appeal lies to an Appeal Panel under an existing right to appeal to which this clause applies on or after the appeal abolition date, but lies instead to the Supreme Court under the new appeal provisions as if those provisions had been in force at the time the right to appeal first accrued.(3) For the purposes of this clause, the new appeal provisions are:(a) in relation to appeals against decisions of the Tribunal under the Architects Act 2003—Part 4A of that Act (as inserted by the amending Act), and(b) in relation to appeals against decisions of the Tribunal under the Surveying Act 2002—Part 6A of that Act (as inserted by the amending Act), and(c) in relation to appeals against decisions of the Tribunal under the Veterinary Practice Act 2003—Part 9A of that Act (as inserted by the amending Act), and(d) in relation to appeals against decisions of the Tribunal under the Veterinary Surgeons Act 1986—Part 6B of that Act (as inserted by the amending Act).(4) Despite anything in the Supreme Court Act 1970 or the rules of court made under that Act, an appeal made to the Supreme Court pursuant to this clause must be made within the same period provided by or under this Act for an appeal to an Appeal Panel immediately before the relevant appeal abolition date.
39 Interlocutory matters
(1) Section 24A (as inserted by the amending Act) extends to proceedings that were pending before (but not yet heard by) the Tribunal immediately before the commencement of that section.(2) Section 113 (2A)–(2C) (as inserted by the amending Act) do not apply to the following:(a) any right to appeal to an Appeal Panel that had accrued (but not been exercised) before the date on which those subsections commenced,(b) any appeal to an Appeal Panel that was pending before the Panel immediately before the date on which those subsections commenced.
Part 9 Provisions consequent on enactment of Courts Legislation Amendment Act 2005
40 Constitution of Retail Leases Division of Tribunal
(1) The constitution of the Tribunal before the relevant day, for the purposes of exercising its functions under the Retail Leases Act 1994 in relation to unconscionable conduct claims, by any of the following members, and the assignment of any such member to the Retail Leases Division of the Tribunal, is validated:(a) a member who would have satisfied the requirements of clause 1 (3) (a) of Part 3B of Schedule 2, if the amendments made by the amending Act had been in force at the time of the assignment,(b) a member who, at the time of the assignment, had substantial experience or qualifications in commercial law.(2) Anything done or omitted to be done before the relevant day by the Tribunal as so constituted, that would have been validly done or omitted if the Tribunal had been properly constituted, is also validated.(3) In this clause:amending Act means the Courts Legislation Amendment Act 2005.relevant day means the date of commencement of Schedule 1 to the amending Act.
Part 10 Provisions consequent on enactment of Legal Profession Act 2004 and Legal Profession Amendment Act 2005
41 Pending proceedings
(1) Any proceedings pending before the Tribunal before the commencement of any amendment made to this Act by the Legal Profession Amendment Act 2005 are to continue to be dealt with as if the Legal Profession Act 2004 and the Legal Profession Amendment Act 2005 had not been enacted.(2) (Repealed)
Part 11 Provisions consequent on enactment of Administrative Decisions Tribunal Amendment Act 2008
42 Definitions
In this Part:amending Act means the Administrative Decisions Tribunal Amendment Act 2008.substantive amendment means any amendment made to this Act by the amending Act other than:(a) the amendments made by Schedule 1 [57] and [58] to the amending Act, or(b) amendments updating references to repealed or renamed legislation and any other amendments in the nature of statute law revision.
43 Application of amendments
(1) Except to the extent that a provision of this Part provides otherwise, a substantive amendment does not apply to or otherwise affect:(a) any applications (including applications for internal reviews) that were made, but not finally determined, before the commencement of the amendment, or(b) any proceedings that were commenced, but not finally determined, before the commencement of the amendment.(2) The following substantive amendments extend to applications and proceedings that were made or commenced, but not finally determined, before the commencement of the substantive amendment concerned:(a) the amendments made to sections 74 (3), 86 and 105,(b) the amendment made to section 8,(c) the amendments made to section 24A,(d) the amendments made to sections 44 (1), 57 (1) and 67,(e) the amendment made to section 73,(f) the amendment that inserts section 79A,(g) the amendments made to section 84,(h) the amendment that inserts section 86A,(i) the amendment made to section 88,(j) the amendments made to section 102,(k) the amendment made to section 104,(l) the amendments made to sections 114 and 118C.(3) The substantive amendments made to section 71:(a) extend to proceedings that were commenced, but not finally determined, before the amendments commenced (existing proceedings), but(b) do not affect any right or entitlement that an agent representing a party in existing proceedings had to represent the party immediately before the commencement of the amendments.(4) The substantive amendment made to section 74 (4):(a) extends to proceedings that were commenced, but not finally determined, before the commencement of the amendment, but(b) does not extend to proceedings where an objection has been made under section 74 (4) as in force before the commencement of the amendment.(5) The substantive amendment made to section 113 applies to appeals from appealable decisions of the Tribunal made on or after the day on which the amendment commences, but not to appealable decisions made before that day.(6) The substantive amendments made to clauses 4 and 5 of Part 3 of Schedule 2 extend to proceedings that were pending (but not yet heard) before the commencement of the amendments.(7) If a substantive amendment does not apply or extend to, or otherwise affect, an application, objection or proceedings, the application, objection or proceedings are to be determined or dealt with under this Act as if the substantive amendment had not been enacted.
44 Abolition of Subcommittees of Rule Committee
(1) Each Subcommittee for a Division established by the Rule Committee under section 97 is abolished on the day on which that section is repealed by the amending Act (the abolition day).(2) Any person holding office as a member of any such Subcommittee immediately before the abolition day:(a) ceases to hold office as such on that day, and(b) is not entitled to any remuneration or compensation because of the loss of that office.
45 Interim rules of the Tribunal taken to be made by Rule Committee
(1) On and from the repeal of the Administrative Decisions Tribunal Rules (Transitional) Regulation 1998 by the amending Act, the provisions set out in Schedule 1 to that Regulation as in force immediately before that repeal:(a) are taken to be and have effect as if they were rules of the Tribunal that had been made by the Rule Committee under this Act, andand may be renamed, amended and repealed accordingly.(b) may be cited as the Administrative Decisions Tribunal Rules 1998,(2) Sections 39, 40 and 41 of the Interpretation Act 1987 do not apply to the rules taken to have been made by operation of this clause.
46 Existing regulations not affected
The amendment made to section 145 by the amending Act does not affect the continued validity of any regulations that are in force immediately before the commencement of the amendment.
Part 12 Provision consequent on enactment of Courts and Other Legislation Amendment Act 2009
47 Appeals against interlocutory decisions
Section 113 (2B) (as substituted by the Courts and Other Legislation Amendment Act 2009) does not apply to an application for leave to appeal against an interlocutory decision made before the substitution.
Part 13 Provision consequent on enactment of Courts Legislation Amendment Act 2010
48 Constitution of Tribunal in Community Services Division
The amendment made to clause 3 of Part 1 of Schedule 2 by the Courts Legislation Amendment Act 2010 extends to proceedings that were pending (but not yet heard) before the commencement of the amendment.
Part 14 Provision consequent on enactment of Courts and Crimes Legislation Further Amendment Act 2010
49 Applications to the Tribunal for review
An amendment made to section 55 by the Courts and Crimes Legislation Further Amendment Act 2010 applies only to applications made to the Tribunal for review of a reviewable decision after the commencement of the amendment.
sch 5: Am 1997 No 141, Sch 1.1 [12]–[14]; 1998 No 48, Sch 1 [8] [9]; 1998 No 156, Sch 1 [26]–[30]; 1998 No 169, Sch 2.1 [3]; 2000 No 33, Sch 1 [16] [17]; 2000 No 72, Sch 1 [3] [4]; 2002 No 119, Sch 3 [33]; 2004 No 81, Sch 1 [3] [4]; 2005 No 31, Sch 1 [2] [3]; 2005 No 46, Sch 11.1 [17] [18]; 2006 No 30, Sch 9.2; 2008 No 77, Sch 1 [57] [58]; 2009 No 37, Sch 1.1 [5]; 2010 No 63, Sch 1.1 [7] [8]; 2010 No 135, Sch 1 [6] [7]; 2013 No 37, Sch 3.1 [3].